FLORIDA GAMING CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-01: Reporting owner Freedom Holding, Inc.; Form 4; Security Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-31: Reporting owner Freedom Holding, Inc.; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2008-03-20: Reporting owner Freedom Holding, Inc.; Form 3; Security Warrants; Transaction Holding.
- 2008-03-17: Reporting owner FREEDOM FINANCIAL CORPORATION/IN/; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-01 | Freedom Holding, Inc. 10% Owner | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.25 exercise price | 2008-11-04 | |
| 2008-10-31 | Freedom Holding, Inc. 10% Owner | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,000 0 owned after | $13.15 exercise price | 2008-11-04 | |
| 2008-03-20 holding as of filing | Freedom Holding, Inc. 10% Owner | 3 | Warrants Derivative · Direct | Holding | $13.80 exercise price | 2008-03-20 | ||
| 2008-03-17 | FREEDOM FINANCIAL CORPORATION/IN/ Other (Former 10% owner) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,000 0 owned after | $13.80 exercise price | 2008-03-19 | |
| 2005-10-31 | FREEDOM FINANCIAL CORPORATION/IN/ 10% Owner | 5 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 168,334 owned after | $13.80 exercise price | 2006-02-14 |