FGL HOLDINGS Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 76 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-06-01: Reporting owner Young Wendy J.B.; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-06-01: Reporting owner Young Wendy J.B.; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-06-01: Reporting owner Young Wendy J.B.; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-06-01: Reporting owner Young Wendy J.B.; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-06-01 | Young Wendy J.B. Officer (Chief Risk Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −145,367 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Young Wendy J.B. Officer (Chief Risk Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −193,822 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Young Wendy J.B. Officer (Chief Risk Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −64,415 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Young Wendy J.B. Officer (Chief Risk Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,335 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Young Wendy J.B. Officer (Chief Risk Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,112 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Young Wendy J.B. Officer (Chief Risk Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,113 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Wasgatt Bonnie Officer (EVP, COO of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −106,251 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Wasgatt Bonnie Officer (EVP, COO of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −141,667 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Wasgatt Bonnie Officer (EVP, COO of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Wasgatt Bonnie Officer (EVP, COO of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,645 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Wasgatt Bonnie Officer (EVP, COO of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,192 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Wasgatt Bonnie Officer (EVP, COO of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,192 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Phelps II John A. Officer (EVP, Chief Distrib Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −181,709 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Phelps II John A. Officer (EVP, Chief Distrib Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −242,278 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Phelps II John A. Officer (EVP, Chief Distrib Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −76,685 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Phelps II John A. Officer (EVP, Chief Distrib Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,169 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Phelps II John A. Officer (EVP, Chief Distrib Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −38,890 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Phelps II John A. Officer (EVP, Chief Distrib Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −38,891 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Marhoun Eric L. Officer (General Counsel and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −145,367 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Marhoun Eric L. Officer (General Counsel and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −193,822 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Marhoun Eric L. Officer (General Counsel and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −64,415 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Marhoun Eric L. Officer (General Counsel and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,335 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Marhoun Eric L. Officer (General Counsel and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,112 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Marhoun Eric L. Officer (General Counsel and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,113 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Krishnan Rajesh Officer (Chief Investment Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −363,417 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Krishnan Rajesh Officer (Chief Investment Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −387,644 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Krishnan Rajesh Officer (Chief Investment Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −122,695 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Krishnan Rajesh Officer (Chief Investment Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,669 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Krishnan Rajesh Officer (Chief Investment Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −62,225 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Krishnan Rajesh Officer (Chief Investment Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −62,225 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Fleurant John Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500,000 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Fleurant John Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $9.18 exercise price | 2020-06-03 | |
| 2020-06-01 | Fleurant John Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Currier John David Jr. Officer (EVP, Chf Actuary of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −181,709 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Currier John David Jr. Officer (EVP, Chf Actuary of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −242,278 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Currier John David Jr. Officer (EVP, Chf Actuary of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −76,685 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Currier John David Jr. Officer (EVP, Chf Actuary of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,169 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Currier John David Jr. Officer (EVP, Chf Actuary of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −38,890 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Currier John David Jr. Officer (EVP, Chf Actuary of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −38,891 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Castillo Ruben Alejandro Officer (SVP, Chief HR Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Castillo Ruben Alejandro Officer (SVP, Chief HR Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,632 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Castillo Ruben Alejandro Officer (SVP, Chief HR Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,841 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Castillo Ruben Alejandro Officer (SVP, Chief HR Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,842 0 owned after | $7.16 exercise price | 2020-06-03 | |
| 2020-06-01 | Castillo Ruben Alejandro Officer (SVP, Chief HR Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Castillo Ruben Alejandro Officer (SVP, Chief HR Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Blunt Christopher O Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,756,800 0 owned after | $7.04 exercise price | 2020-06-03 | |
| 2020-06-01 | Blunt Christopher O Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,443,200 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Blunt Christopher O Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −613,476 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Bayer Jonathan Officer (Head of Corp Dev, Strategy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −879,840 0 owned after | $7.04 exercise price | 2020-06-03 | |
| 2020-06-01 | Bayer Jonathan Officer (Head of Corp Dev, Strategy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −529,486 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-06-01 | Bayer Jonathan Officer (Head of Corp Dev, Strategy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −306,738 0 owned after | $10.00 exercise price | 2020-06-03 | |
| 2020-05-22 | Currier John David Jr. Officer (EVP, Chf Actuary of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,569 242,278 owned after | $10.00 exercise price | 2020-05-27 | |
| 2020-05-22 | Currier John David Jr. Officer (EVP, Chf Actuary of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −121,138 181,709 owned after | $10.00 exercise price | 2020-05-27 | |
| 2020-05-22 | Currier John David Jr. Officer (EVP, Chf Actuary of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,722 29,169 owned after | $7.16 exercise price | 2020-05-27 | |
| 2020-05-20 | Bayer Jonathan Officer (Head of Corp Dev, Strategy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,960 879,840 owned after | $7.04 exercise price | 2020-05-22 | |
| 2020-05-20 | Young Wendy J.B. Officer (Chief Risk Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,455 193,822 owned after | $10.00 exercise price | 2020-05-22 | |
| 2020-05-20 | Young Wendy J.B. Officer (Chief Risk Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,911 145,367 owned after | $10.00 exercise price | 2020-05-22 | |
| 2020-05-20 | Young Wendy J.B. Officer (Chief Risk Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,778 23,335 owned after | $7.16 exercise price | 2020-05-22 | |
| 2020-05-19 | Marhoun Eric L. Officer (General Counsel and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,222 200,005 owned after | $10.00 exercise price | 2020-05-21 | |
| 2020-05-19 | Marhoun Eric L. Officer (General Counsel and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,233 193,822 owned after | $10.00 exercise price | 2020-05-21 | |
| 2020-05-19 | Marhoun Eric L. Officer (General Counsel and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,911 145,367 owned after | $10.00 exercise price | 2020-05-21 | |
| 2020-05-19 | Marhoun Eric L. Officer (General Counsel and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,778 23,335 owned after | $7.16 exercise price | 2020-05-21 | |
| 2020-05-19 | Castillo Ruben Alejandro Officer (SVP, Chief HR Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 75,000 owned after | $10.00 exercise price | 2020-05-21 | |
| 2020-05-19 | Castillo Ruben Alejandro Officer (SVP, Chief HR Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,210 9,632 owned after | $7.16 exercise price | 2020-05-21 | |
| 2020-05-18 | Phelps II John A. Officer (EVP, Chief Distrib Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,569 242,278 owned after | $10.00 exercise price | 2020-05-20 | |
| 2020-05-18 | Phelps II John A. Officer (EVP, Chief Distrib Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −121,138 181,709 owned after | $10.00 exercise price | 2020-05-20 | |
| 2020-05-18 | Phelps II John A. Officer (EVP, Chief Distrib Off of Sub) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,722 29,169 owned after | $7.16 exercise price | 2020-05-20 | |
| 2020-05-18 | Bayer Jonathan Officer (Head of Corp Dev, Strategy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 939,800 owned after | $7.04 exercise price | 2020-05-20 | |
| 2020-05-15 | Wasgatt Bonnie Officer (Chief Op Off of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,416 106,251 owned after | $10.00 exercise price | 2020-05-19 | |
| 2020-05-15 | Wasgatt Bonnie Officer (Chief Op Off of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,548 13,645 owned after | $7.16 exercise price | 2020-05-19 | |
| 2020-05-15 | Krishnan Rajesh Officer (Chief Investment Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −121,138 363,417 owned after | $10.00 exercise price | 2020-05-19 | |
| 2020-05-15 | Krishnan Rajesh Officer (Chief Investment Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,910 387,644 owned after | $10.00 exercise price | 2020-05-19 | |
| 2020-05-15 | Krishnan Rajesh Officer (Chief Investment Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,556 46,669 owned after | $7.16 exercise price | 2020-05-19 | |
| 2020-05-11 | Bayer Jonathan Officer (Head of Corp Dev, Strategy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 999,800 owned after | $7.04 exercise price | 2020-05-13 | |
| 2020-05-08 | Bayer Jonathan Officer (Head of Corp Dev, Strategy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,694 529,486 owned after | $10.00 exercise price | 2020-05-12 | |
| 2020-04-29 | Bayer Jonathan Officer (Head of Corp Dev, Strategy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,020 630,180 owned after | $10.00 exercise price | 2020-05-01 |