FGL HOLDINGS Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-21: Reporting owner Bayer Jonathan; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-12-21: Reporting owner Bayer Jonathan; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-12-21: Reporting owner Bayer Jonathan; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-09-17: Reporting owner LITTLEFIELD CHRISTOPHER J; Form 4; Security Employee Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-21 | Bayer Jonathan Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,099,800 1,099,800 owned after | $7.04 exercise price | 2018-12-27 | |
| 2018-12-21 | Bayer Jonathan Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +700,200 700,200 owned after | $10.00 exercise price | 2018-12-27 | |
| 2018-12-21 | Bayer Jonathan Officer (See Remarks) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +306,738 306,738 owned after | $10.00 exercise price | 2018-12-27 | |
| 2018-09-17 holding as of filing | LITTLEFIELD CHRISTOPHER J Director, Officer (President and CEO) | 4 | Employee Stock Option Derivative · Direct | Holding | 1,211,387 owned after | $10.00 exercise price | 2018-09-17 | |
| 2018-09-17 holding as of filing | LITTLEFIELD CHRISTOPHER J Director, Officer (President and CEO) | 4 | Employee Stock Option Derivative · Direct | Holding | 1,211,386 owned after | $10.00 exercise price | 2018-09-17 | |
| 2018-09-17 holding as of filing | LITTLEFIELD CHRISTOPHER J Director, Officer (President and CEO) | 4 | Employee Stock Option Derivative · Direct | Holding | 306,738 owned after | $10.00 exercise price | 2018-09-17 | |
| 2018-09-14 holding as of filing | Vigneau Dennis Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 605,693 owned after | $10.00 exercise price | 2018-09-14 | |
| 2018-09-14 holding as of filing | Vigneau Dennis Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 605,693 owned after | $10.00 exercise price | 2018-09-14 | |
| 2018-09-14 holding as of filing | Vigneau Dennis Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 153,369 owned after | $10.00 exercise price | 2018-09-14 | |
| 2018-05-15 | Young Wendy J.B. Officer (Chief Risk Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,278 242,278 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Young Wendy J.B. Officer (Chief Risk Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,277 242,277 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Young Wendy J.B. Officer (Chief Risk Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,415 64,415 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Marhoun Eric L. Officer (General Counsel and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,278 242,278 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Marhoun Eric L. Officer (General Counsel and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,277 242,277 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Marhoun Eric L. Officer (General Counsel and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,415 64,415 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Hickert-Hill Diana Officer (Chief Investor Relations Off.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,278 242,278 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Hickert-Hill Diana Officer (Chief Investor Relations Off.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,277 242,277 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Hickert-Hill Diana Officer (Chief Investor Relations Off.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,415 64,415 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Fleming Christopher Officer (SVP, Ops and IT of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,278 242,278 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Fleming Christopher Officer (SVP, Ops and IT of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,277 242,277 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Fleming Christopher Officer (SVP, Ops and IT of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,415 64,415 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Boehm Rosanne Officer (SVP, HR of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,278 242,278 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Boehm Rosanne Officer (SVP, HR of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,277 242,277 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Boehm Rosanne Officer (SVP, HR of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,415 64,415 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | LITTLEFIELD CHRISTOPHER J Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,211,387 1,211,387 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | LITTLEFIELD CHRISTOPHER J Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,211,386 1,211,386 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | LITTLEFIELD CHRISTOPHER J Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +306,738 306,738 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Vigneau Dennis Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +605,693 605,693 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Vigneau Dennis Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +605,693 605,693 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Vigneau Dennis Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +153,369 153,369 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Currier John David Jr. Officer (SVP, Chf Actuary of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +302,847 302,847 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Currier John David Jr. Officer (SVP, Chf Actuary of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +302,847 302,847 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Currier John David Jr. Officer (SVP, Chf Actuary of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,685 76,685 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | O'Shaughnessy John P. Officer (CEO of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +302,847 302,847 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | O'Shaughnessy John P. Officer (CEO of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +302,847 302,847 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | O'Shaughnessy John P. Officer (CEO of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,685 76,685 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Phelps II John A. Officer (SVP, Sales of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +302,847 302,847 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Phelps II John A. Officer (SVP, Sales of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +302,847 302,847 owned after | $10.00 exercise price | 2018-05-17 | |
| 2018-05-15 | Phelps II John A. Officer (SVP, Sales of Subsidiary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,685 76,685 owned after | $10.00 exercise price | 2018-05-17 |