FGL HOLDINGS Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows, 32 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-11: Reporting owner Blackstone Group Management L.L.C. | Blackstone Group L.P. | CFS Holdings II (Cayman), L.P. | SCHWARZMAN STEPHEN A | CFS Holdings (Cayman) Manager L.L.C. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Holdings III GP L.P. | CFS Holdings (Cayman), L.P. | Blackstone Tactical Opportunities LR Associates-B (Cayman) Ltd.; Form 3; Security Series A Cumulative Convertible Preferred Shares; Transaction Holding.
- 2017-12-11: Reporting owner Blackstone Group Management L.L.C. | Blackstone Group L.P. | CFS Holdings II (Cayman), L.P. | SCHWARZMAN STEPHEN A | CFS Holdings (Cayman) Manager L.L.C. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Holdings III GP L.P. | CFS Holdings (Cayman), L.P. | Blackstone Tactical Opportunities LR Associates-B (Cayman) Ltd.; Form 3; Security Series A Cumulative Convertible Preferred Shares; Transaction Holding.
- 2017-12-11: Reporting owner Blackstone Group Management L.L.C. | Blackstone Group L.P. | CFS Holdings II (Cayman), L.P. | SCHWARZMAN STEPHEN A | CFS Holdings (Cayman) Manager L.L.C. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Holdings III GP L.P. | CFS Holdings (Cayman), L.P. | Blackstone Tactical Opportunities LR Associates-B (Cayman) Ltd.; Form 3; Security Series A Cumulative Convertible Preferred Shares; Transaction Holding.
- 2017-12-11: Reporting owner Blackstone Group Management L.L.C. | Blackstone Group L.P. | CFS Holdings II (Cayman), L.P. | SCHWARZMAN STEPHEN A | CFS Holdings (Cayman) Manager L.L.C. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Holdings III GP L.P. | CFS Holdings (Cayman), L.P. | Blackstone Tactical Opportunities LR Associates-B (Cayman) Ltd.; Form 3; Security Series A Cumulative Convertible Preferred Shares; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-11 holding as of filing | Blackstone Group Management L.L.C. | Blackstone Group L.P. | CFS Holdings II (Cayman), L.P. | SCHWARZMAN STEPHEN A | CFS Holdings (Cayman) Manager L.L.C. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Holdings III GP L.P. | CFS Holdings (Cayman), L.P. | Blackstone Tactical Opportunities LR Associates-B (Cayman) Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Group Management L.L.C. | Blackstone Group L.P. | CFS Holdings II (Cayman), L.P. | SCHWARZMAN STEPHEN A | CFS Holdings (Cayman) Manager L.L.C. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Holdings III GP L.P. | CFS Holdings (Cayman), L.P. | Blackstone Tactical Opportunities LR Associates-B (Cayman) Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Group Management L.L.C. | Blackstone Group L.P. | CFS Holdings II (Cayman), L.P. | SCHWARZMAN STEPHEN A | CFS Holdings (Cayman) Manager L.L.C. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Holdings III GP L.P. | CFS Holdings (Cayman), L.P. | Blackstone Tactical Opportunities LR Associates-B (Cayman) Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Group Management L.L.C. | Blackstone Group L.P. | CFS Holdings II (Cayman), L.P. | SCHWARZMAN STEPHEN A | CFS Holdings (Cayman) Manager L.L.C. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Holdings III GP L.P. | CFS Holdings (Cayman), L.P. | Blackstone Tactical Opportunities LR Associates-B (Cayman) Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Group Management L.L.C. | Blackstone Group L.P. | CFS Holdings II (Cayman), L.P. | SCHWARZMAN STEPHEN A | CFS Holdings (Cayman) Manager L.L.C. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Holdings III GP L.P. | CFS Holdings (Cayman), L.P. | Blackstone Tactical Opportunities LR Associates-B (Cayman) Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Group Management L.L.C. | Blackstone Group L.P. | CFS Holdings II (Cayman), L.P. | SCHWARZMAN STEPHEN A | CFS Holdings (Cayman) Manager L.L.C. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Holdings III GP L.P. | CFS Holdings (Cayman), L.P. | Blackstone Tactical Opportunities LR Associates-B (Cayman) Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Group Management L.L.C. | Blackstone Group L.P. | CFS Holdings II (Cayman), L.P. | SCHWARZMAN STEPHEN A | CFS Holdings (Cayman) Manager L.L.C. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Holdings III GP L.P. | CFS Holdings (Cayman), L.P. | Blackstone Tactical Opportunities LR Associates-B (Cayman) Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Group Management L.L.C. | Blackstone Group L.P. | CFS Holdings II (Cayman), L.P. | SCHWARZMAN STEPHEN A | CFS Holdings (Cayman) Manager L.L.C. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Holdings III GP L.P. | CFS Holdings (Cayman), L.P. | Blackstone Tactical Opportunities LR Associates-B (Cayman) Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Partners LP | GSO Advisor Holdings L.L.C. | GSO Churchill Partners LP | GSO Credit Alpha Fund LP | GSO COF III Co-Investment AIV-5 LP | GSO COF III AIV-5 LP | GSO Aiguille des Grands Montets Fund II LP | GSO Co-Investment Fund-D LP | GSO CAPITAL PARTNERS LP | GSO Harrington Credit Alpha Fund (Cayman) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Partners LP | GSO Advisor Holdings L.L.C. | GSO Churchill Partners LP | GSO Credit Alpha Fund LP | GSO COF III Co-Investment AIV-5 LP | GSO COF III AIV-5 LP | GSO Aiguille des Grands Montets Fund II LP | GSO Co-Investment Fund-D LP | GSO CAPITAL PARTNERS LP | GSO Harrington Credit Alpha Fund (Cayman) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Partners LP | GSO Advisor Holdings L.L.C. | GSO Churchill Partners LP | GSO Credit Alpha Fund LP | GSO COF III Co-Investment AIV-5 LP | GSO COF III AIV-5 LP | GSO Aiguille des Grands Montets Fund II LP | GSO Co-Investment Fund-D LP | GSO CAPITAL PARTNERS LP | GSO Harrington Credit Alpha Fund (Cayman) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Partners LP | GSO Advisor Holdings L.L.C. | GSO Churchill Partners LP | GSO Credit Alpha Fund LP | GSO COF III Co-Investment AIV-5 LP | GSO COF III AIV-5 LP | GSO Aiguille des Grands Montets Fund II LP | GSO Co-Investment Fund-D LP | GSO CAPITAL PARTNERS LP | GSO Harrington Credit Alpha Fund (Cayman) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Partners LP | GSO Advisor Holdings L.L.C. | GSO Churchill Partners LP | GSO Credit Alpha Fund LP | GSO COF III Co-Investment AIV-5 LP | GSO COF III AIV-5 LP | GSO Aiguille des Grands Montets Fund II LP | GSO Co-Investment Fund-D LP | GSO CAPITAL PARTNERS LP | GSO Harrington Credit Alpha Fund (Cayman) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Partners LP | GSO Advisor Holdings L.L.C. | GSO Churchill Partners LP | GSO Credit Alpha Fund LP | GSO COF III Co-Investment AIV-5 LP | GSO COF III AIV-5 LP | GSO Aiguille des Grands Montets Fund II LP | GSO Co-Investment Fund-D LP | GSO CAPITAL PARTNERS LP | GSO Harrington Credit Alpha Fund (Cayman) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Partners LP | GSO Advisor Holdings L.L.C. | GSO Churchill Partners LP | GSO Credit Alpha Fund LP | GSO COF III Co-Investment AIV-5 LP | GSO COF III AIV-5 LP | GSO Aiguille des Grands Montets Fund II LP | GSO Co-Investment Fund-D LP | GSO CAPITAL PARTNERS LP | GSO Harrington Credit Alpha Fund (Cayman) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Partners LP | GSO Advisor Holdings L.L.C. | GSO Churchill Partners LP | GSO Credit Alpha Fund LP | GSO COF III Co-Investment AIV-5 LP | GSO COF III AIV-5 LP | GSO Aiguille des Grands Montets Fund II LP | GSO Co-Investment Fund-D LP | GSO CAPITAL PARTNERS LP | GSO Harrington Credit Alpha Fund (Cayman) L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Associates LLC | Smith J Albert III | GSO Harrington Credit Alpha Associates L.L.C. | GSO Capital Opportunities Associates III LLC | GSO Credit Alpha Associates LLC | GSO Co-Investment Fund-D Associates LLC | GSO COF III Co-Investment Associates LLC | GSO Churchill Associates LLC | GSO Holdings I LLC | Goodman Bennett J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Associates LLC | Smith J Albert III | GSO Harrington Credit Alpha Associates L.L.C. | GSO Capital Opportunities Associates III LLC | GSO Credit Alpha Associates LLC | GSO Co-Investment Fund-D Associates LLC | GSO COF III Co-Investment Associates LLC | GSO Churchill Associates LLC | GSO Holdings I LLC | Goodman Bennett J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Associates LLC | Smith J Albert III | GSO Harrington Credit Alpha Associates L.L.C. | GSO Capital Opportunities Associates III LLC | GSO Credit Alpha Associates LLC | GSO Co-Investment Fund-D Associates LLC | GSO COF III Co-Investment Associates LLC | GSO Churchill Associates LLC | GSO Holdings I LLC | Goodman Bennett J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Associates LLC | Smith J Albert III | GSO Harrington Credit Alpha Associates L.L.C. | GSO Capital Opportunities Associates III LLC | GSO Credit Alpha Associates LLC | GSO Co-Investment Fund-D Associates LLC | GSO COF III Co-Investment Associates LLC | GSO Churchill Associates LLC | GSO Holdings I LLC | Goodman Bennett J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Associates LLC | Smith J Albert III | GSO Harrington Credit Alpha Associates L.L.C. | GSO Capital Opportunities Associates III LLC | GSO Credit Alpha Associates LLC | GSO Co-Investment Fund-D Associates LLC | GSO COF III Co-Investment Associates LLC | GSO Churchill Associates LLC | GSO Holdings I LLC | Goodman Bennett J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Associates LLC | Smith J Albert III | GSO Harrington Credit Alpha Associates L.L.C. | GSO Capital Opportunities Associates III LLC | GSO Credit Alpha Associates LLC | GSO Co-Investment Fund-D Associates LLC | GSO COF III Co-Investment Associates LLC | GSO Churchill Associates LLC | GSO Holdings I LLC | Goodman Bennett J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Associates LLC | Smith J Albert III | GSO Harrington Credit Alpha Associates L.L.C. | GSO Capital Opportunities Associates III LLC | GSO Credit Alpha Associates LLC | GSO Co-Investment Fund-D Associates LLC | GSO COF III Co-Investment Associates LLC | GSO Churchill Associates LLC | GSO Holdings I LLC | Goodman Bennett J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | GSO Credit-A Associates LLC | Smith J Albert III | GSO Harrington Credit Alpha Associates L.L.C. | GSO Capital Opportunities Associates III LLC | GSO Credit Alpha Associates LLC | GSO Co-Investment Fund-D Associates LLC | GSO COF III Co-Investment Associates LLC | GSO Churchill Associates LLC | GSO Holdings I LLC | Goodman Bennett J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Holdings II L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Holdings II L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Holdings II L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Holdings II L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Holdings II L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Holdings II L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Holdings II L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 | ||
| 2017-12-11 holding as of filing | Blackstone Holdings II L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings I L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Shares Derivative · Indirect · See footnotes | Holding | no price filed | 2017-12-11 |