FGL HOLDINGS Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 21 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-08: Reporting owner ABELL KEITH W; Form 3/A; Security Class B Ordinary Shares; Transaction Holding.
- 2017-12-08: Reporting owner FOLEY WILLIAM P II; Form 3/A; Security Class B Ordinary Shares; Transaction Holding.
- 2017-12-08: Reporting owner Massey Richard N; Form 3/A; Security Class B Ordinary Shares; Transaction Holding.
- 2017-12-08: Reporting owner Chu Chinh; Form 3/A; Security Class B Ordinary Shares; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-08 holding as of filing | ABELL KEITH W Director | 3/A | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2017-12-08 | ||
| 2017-12-08 holding as of filing | FOLEY WILLIAM P II Director, Officer (Co-Executive Chairman) | 3/A | Class B Ordinary Shares Derivative · Indirect · See footnote | Holding | no price filed | 2017-12-08 | ||
| 2017-12-08 holding as of filing | Massey Richard N Director | 3/A | Class B Ordinary Shares Derivative · Indirect · See footnote | Holding | no price filed | 2017-12-08 | ||
| 2017-12-08 holding as of filing | Chu Chinh Director, Officer (Co-Executive Chairman) | 3/A | Class B Ordinary Shares Derivative · Indirect · See footnote | Holding | no price filed | 2017-12-08 | ||
| 2017-12-08 holding as of filing | QUELLA JAMES Director | 3/A | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2017-12-08 | ||
| 2017-11-30 | FOLEY WILLIAM P II Director, Officer (Co-Executive Chairman) | 4 | Class B Ordinary Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,788,081 0 owned after | no price filed | 2017-12-01 | |
| 2017-11-30 | ABELL KEITH W Director | 4 | Class B Ordinary Shares Derivative · Direct | C Conversion of derivative security | −11,670 0 owned after | no price filed | 2017-12-01 | |
| 2017-11-30 | QUELLA JAMES Director | 4 | Class B Ordinary Shares Derivative · Direct | C Conversion of derivative security | −49,717 0 owned after | no price filed | 2017-12-01 | |
| 2017-11-30 | Massey Richard N Director | 4 | Class B Ordinary Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −86,481 0 owned after | no price filed | 2017-12-01 | |
| 2017-11-30 | Chu Chinh Director, Officer (Co-Executive Chairman) | 4 | Class B Ordinary Shares Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,788,080 0 owned after | no price filed | 2017-12-01 | |
| 2017-11-29 | FOLEY WILLIAM P II Director, Officer (Co-Executive Chairman) | 4 | Class B Ordinary Shares Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −30,221 4,788,081 owned after | no price filed | 2017-12-01 | |
| 2017-11-29 | CF Capital Growth, LLC Director, 10% Owner | 4 | Class B Ordinary Shares Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,221 0 owned after | no price filed | 2017-12-01 | |
| 2017-11-29 | ABELL KEITH W Director | 4 | Class B Ordinary Shares Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,317 11,670 owned after | no price filed | 2017-12-01 | |
| 2017-11-29 | QUELLA JAMES Director | 4 | Class B Ordinary Shares Derivative · Direct | J Other acquisition or disposition (describe transaction) | +12,952 49,717 owned after | no price filed | 2017-12-01 | |
| 2017-11-29 | Massey Richard N Director | 4 | Class B Ordinary Shares Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +12,952 86,481 owned after | no price filed | 2017-12-01 | |
| 2017-11-29 | Chu Chinh Director, Officer (Co-Executive Chairman) | 4 | Class B Ordinary Shares Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −30,221 4,788,080 owned after | no price filed | 2017-12-01 | |
| 2016-05-19 holding as of filing | CF Capital Growth, LLC 10% Owner | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2016-05-19 | ||
| 2016-05-19 holding as of filing | FOLEY WILLIAM P II Director, Officer (Co-Executive Chairman), 10% Owner | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2016-05-19 | ||
| 2016-05-19 holding as of filing | Chu Chinh Director, Officer (Co-Executive Chairman), 10% Owner | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2016-05-19 | ||
| 2016-05-19 holding as of filing | Massey Richard N Director | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2016-05-19 | ||
| 2016-05-19 holding as of filing | QUELLA JAMES Director | 3 | Class B Ordinary Shares Derivative · Direct | Holding | no price filed | 2016-05-19 |