Evolve Transition Infrastructure LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-03-01: Reporting owner Hiney Michael B; Form 4; Security Common units representing Class B LLC interests; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2012-03-01: Reporting owner BRUNNER STEPHEN R; Form 4; Security Common units representing Class B LLC interests; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2012-03-01: Reporting owner Ward Charles C; Form 4; Security Common units representing Class B LLC interests; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2012-03-01: Reporting owner Mellencamp Lisa J; Form 4; Security Common units representing Class B LLC interests; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-03-01 | Hiney Michael B Officer (CAO & Controller) | 4 | Common units representing Class B LLC interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,277 104,708 owned after | $2.74 | 2012-03-05 | |
| 2012-03-01 | BRUNNER STEPHEN R Officer (President, CEO and COO) | 4 | Common units representing Class B LLC interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −11,678 700,722 owned after | $2.74 | 2012-03-05 | |
| 2012-03-01 | Ward Charles C Officer (CFO and Treasurer) | 4 | Common units representing Class B LLC interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −3,892 305,341 owned after | $2.74 | 2012-03-05 | |
| 2012-03-01 | Mellencamp Lisa J Officer (General Counsel) | 4 | Common units representing Class B LLC interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,920 185,380 owned after | $2.74 | 2012-03-05 | |
| 2012-01-17 | Hiney Michael B Officer (CAO & Controller) | 4 | Common units representing Class B ltd liability co interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 105,985 owned after | $1.82 | 2012-01-18 | |
| 2012-01-03 | Hiney Michael B Officer (CAO & Controller) | 4 | Common units representing Class B ltd liability co interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,443 100,985 owned after | $2.04 | 2012-01-04 | |
| 2012-01-03 | Ward Charles C Officer (CFO and Treasurer) | 4 | Common units representing Class B ltd liability co interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −8,374 309,233 owned after | $2.04 | 2012-01-04 | |
| 2012-01-03 | Mellencamp Lisa J Officer (General Counsel) | 4 | Common units representing Class B ltd liability co interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −5,582 188,300 owned after | $2.04 | 2012-01-04 | |
| 2012-01-03 | BRUNNER STEPHEN R Officer (President, CEO and COO) | 4 | Common units representing Class B ltd liability co interests Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −22,330 712,400 owned after | $2.04 | 2012-01-04 |