Evolve Transition Infrastructure LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-01: Reporting owner LEHMAN BROTHERS HOLDINGS INC; Form 4; Security Common Units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2007-10-25: Reporting owner LEHMAN BROTHERS HOLDINGS INC; Form 4; Security Common Units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2007-10-24: Reporting owner LEHMAN BROTHERS HOLDINGS INC; Form 4; Security Common Units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2007-10-23: Reporting owner LEHMAN BROTHERS HOLDINGS INC; Form 4; Security Common Units; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-01 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −27,471 2,057,369 owned after | $38.35 | 2007-11-02 | |
| 2007-10-25 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −11,750 2,100,940 owned after | $36.41 | 2007-10-29 | |
| 2007-10-24 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −24,600 2,112,690 owned after | $36.37 | 2007-10-24 | |
| 2007-10-23 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −24,200 2,137,290 owned after | $36.06 | 2007-10-24 | |
| 2007-10-22 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −23,900 2,161,490 owned after | $36.22 | 2007-10-24 | |
| 2007-10-19 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −23,300 2,185,390 owned after | $36.07 | 2007-10-19 | |
| 2007-10-18 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −22,900 2,208,690 owned after | $36.26 | 2007-10-19 | |
| 2007-10-17 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −22,400 2,231,590 owned after | $36.29 | 2007-10-19 | |
| 2007-10-16 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −21,800 2,253,990 owned after | $36.46 | 2007-10-17 | |
| 2007-10-15 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −21,400 2,275,790 owned after | $36.65 | 2007-10-17 | |
| 2007-10-12 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4/A | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −21,100 1,574,686 owned after | $36.55 | 2007-11-02 | |
| 2007-10-12 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −21,000 1,574,786 owned after | $36.55 | 2007-10-15 | |
| 2007-10-12 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | C Conversion of derivative security | +722,404 2,297,190 owned after | $0.00 | 2007-10-15 | |
| 2007-10-12 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Class F Units Derivative · Indirect · By MLP Opportunity Fund | C Conversion of derivative security | −722,404 0 owned after | $0.00 | 2007-10-15 | |
| 2007-10-11 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4 | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −21,000 1,595,786 owned after | $36.71 | 2007-10-15 | |
| 2007-10-04 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4/A | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −16,000 2,084,840 owned after | $35.37 | 2007-11-02 | |
| 2007-10-02 | LEHMAN BROTHERS HOLDINGS INC 10% Owner | 4/A | Common Units Non-derivative · Indirect · See Footnote | S Open market or private sale of non-derivative or derivative security | −13,000 1,693,486 owned after | $38.51 | 2007-11-02 | |
| 2007-09-14 | SEITZ JOHN N Director | 4 | Common units representing Class B LLC interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,781 1,781 owned after | $0.00 | 2007-09-18 | |
| 2007-09-14 | BACHMANN RICHARD H Director | 4 | Common units representing Class B LLC interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,781 1,781 owned after | $0.00 | 2007-09-18 | |
| 2007-09-14 | LANGDON RICHARD S Director | 4 | Common units representing Class B LLC interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,781 1,781 owned after | $0.00 | 2007-09-18 |