EQC LIQUIDATING TRUST Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-06-18: Reporting owner EDELMAN MARTIN L; Form 4; Security LTIP Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-02-06: Reporting owner HELFAND DAVID; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-02-06: Reporting owner HELFAND DAVID; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-02-06: Reporting owner Shifrin Orrin S; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-06-18 | EDELMAN MARTIN L Director | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,218 6,218 owned after | $0.00 | 2024-06-20 | |
| 2024-02-06 | HELFAND DAVID Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,773 0 owned after | no price filed | 2024-02-08 | |
| 2024-02-06 | HELFAND DAVID Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,114 58,114 owned after | no price filed | 2024-02-08 | |
| 2024-02-06 | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,676 0 owned after | no price filed | 2024-02-08 | |
| 2024-02-06 | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,786 18,786 owned after | no price filed | 2024-02-08 | |
| 2024-02-06 | Weinberg David S Officer (EVP & Chief Operating Officer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,611 0 owned after | no price filed | 2024-02-08 | |
| 2024-02-06 | Weinberg David S Officer (EVP & Chief Operating Officer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,792 30,792 owned after | no price filed | 2024-02-08 | |
| 2024-02-06 | Griffiths William H Officer (EVP, CFO & Treasurer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,441 0 owned after | no price filed | 2024-02-08 | |
| 2024-02-06 | Griffiths William H Officer (EVP, CFO & Treasurer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,977 3,977 owned after | no price filed | 2024-02-08 | |
| 2024-02-06 | Levy Andrew Officer (SVP & Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −307 0 owned after | no price filed | 2024-02-08 | |
| 2024-02-06 | Levy Andrew Officer (SVP & Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +369 369 owned after | no price filed | 2024-02-08 |