EMULEX CORP /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-15: Reporting owner WICK RANDALL G; Form 4; Security Incentive Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-15: Reporting owner WICK RANDALL G; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-15: Reporting owner ROCKENBACH MICHAEL J; Form 4; Security Incentive Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-15: Reporting owner ROCKENBACH MICHAEL J; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-15 | WICK RANDALL G Other (SVP, General Counsel) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,250 16,250 owned after | $7.74 exercise price | 2012-09-18 | |
| 2012-09-15 | WICK RANDALL G Other (SVP, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,750 9,750 owned after | $7.74 exercise price | 2012-09-18 | |
| 2012-09-15 | ROCKENBACH MICHAEL J Officer (E V P C F O) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,250 16,250 owned after | $7.74 exercise price | 2012-09-18 | |
| 2012-09-15 | ROCKENBACH MICHAEL J Officer (E V P C F O) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,750 9,750 owned after | $7.74 exercise price | 2012-09-18 | |
| 2012-09-15 | MCCLUNEY JAMES M Director, Officer (C E O) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,919 24,919 owned after | $7.74 exercise price | 2012-09-18 | |
| 2012-09-15 | MCCLUNEY JAMES M Director, Officer (C E O) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,081 15,081 owned after | $7.74 exercise price | 2012-09-18 | |
| 2012-09-15 | Benck Jeff Officer (President & COO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,519 25,519 owned after | $7.74 exercise price | 2012-09-18 | |
| 2012-09-15 | Benck Jeff Officer (President & COO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,481 16,481 owned after | $7.74 exercise price | 2012-09-18 | |
| 2012-09-15 | HOOGENBOOM JEFFERY L Other (SVP, Worldwide Sales) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,501 22,501 owned after | $7.74 exercise price | 2012-09-18 | |
| 2012-09-15 | HOOGENBOOM JEFFERY L Other (SVP, Worldwide Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,499 13,499 owned after | $7.74 exercise price | 2012-09-18 | |
| 2012-09-15 | WARWICK JOHN Other (SVP, Operations) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,751 18,751 owned after | $7.74 exercise price | 2012-09-18 | |
| 2012-09-15 | WARWICK JOHN Other (SVP, Operations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,249 11,249 owned after | $7.74 exercise price | 2012-09-18 | |
| 2012-09-15 | EVASHENK MARGARET A Other (SVP & Chief Dev. Executive) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,884 19,884 owned after | $7.74 exercise price | 2012-09-18 | |
| 2012-09-15 | EVASHENK MARGARET A Other (SVP & Chief Dev. Executive) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,116 10,116 owned after | $7.74 exercise price | 2012-09-18 | |
| 2012-02-27 | FOLINO PAUL F Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,058 0 owned after | $10.01 exercise price | 2012-02-29 | |
| 2012-02-24 | FOLINO PAUL F Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,221 56,058 owned after | $10.01 exercise price | 2012-02-24 | |
| 2012-02-23 | FOLINO PAUL F Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,731 80,279 owned after | $10.01 exercise price | 2012-02-24 | |
| 2012-02-22 | FOLINO PAUL F Director | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,992 0 owned after | $10.01 exercise price | 2012-02-24 |