EMULEX CORP /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-16: Reporting owner ROCKENBACH MICHAEL J; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-10-31: Reporting owner FOLINO PAUL F; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-10-31: Reporting owner FOLINO PAUL F; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-10-31: Reporting owner GILL WILLIAM F; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-16 | ROCKENBACH MICHAEL J Officer (EXEC. VP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,752 0 owned after | $0.75 exercise price | 2007-11-20 | |
| 2007-10-31 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 90,010 owned after | $10.01 exercise price | 2007-11-02 | |
| 2007-10-31 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,000 89,501 owned after | $14.09 exercise price | 2007-11-02 | |
| 2007-10-31 | GILL WILLIAM F Officer (EXEC. V.P., WORLDWIDE SALES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,687 8,761 owned after | $10.01 exercise price | 2007-11-02 | |
| 2007-10-31 | SMITH MICHAEL E Officer (EXEC. VP, WORLDWIDE MARKETING) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,374 8,762 owned after | $10.01 exercise price | 2007-11-02 | |
| 2007-10-31 | HERRERA SADIE A Officer (EXEC VP, HUMAN RESOURCES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,501 48,507 owned after | $10.01 exercise price | 2007-11-02 | |
| 2007-10-31 | HERRERA SADIE A Officer (EXEC VP, HUMAN RESOURCES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,499 0 owned after | $12.69 exercise price | 2007-11-02 | |
| 2007-08-30 | HERRERA SADIE A Officer (EXEC VP, HUMAN RESOURCES) | 4/A | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,587 0 owned after | $14.09 exercise price | 2007-09-04 | |
| 2007-08-30 | HERRERA SADIE A Officer (EXEC VP, HUMAN RESOURCES) | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,501 8,499 owned after | $12.69 exercise price | 2007-09-04 | |
| 2007-08-30 | HERRERA SADIE A Officer (EXEC VP, HUMAN RESOURCES) | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,912 0 owned after | $14.09 exercise price | 2007-09-04 | |
| 2007-08-22 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 100,010 owned after | $10.01 exercise price | 2007-08-23 | |
| 2007-08-17 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 179,501 owned after | $14.09 exercise price | 2007-08-21 | |
| 2007-08-16 | COX FRED B Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $13.05 exercise price | 2007-08-17 | |
| 2007-08-15 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 115,010 owned after | $10.01 exercise price | 2007-08-17 | |
| 2007-08-15 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 189,501 owned after | $14.09 exercise price | 2007-08-17 | |
| 2007-05-31 | ROCKENBACH MICHAEL J Officer (EXEC. VP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,880 0 owned after | $0.75 exercise price | 2007-06-01 | |
| 2007-05-21 | GILL WILLIAM F Officer (EXEC. V.P., WORLDWIDE SALES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,687 13,448 owned after | $10.01 exercise price | 2007-05-22 | |
| 2007-05-02 | SMITH MICHAEL E Officer (EXEC. VP, WORLDWIDE MARKETING) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,374 18,136 owned after | $10.01 exercise price | 2007-05-04 | |
| 2007-05-02 | MCCLUNEY JAMES M Director, Officer (PRESIDENT & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,225 0 owned after | $6.91 exercise price | 2007-05-04 | |
| 2007-05-02 | MCCLUNEY JAMES M Director, Officer (PRESIDENT & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,775 82,041 owned after | $8.13 exercise price | 2007-05-04 | |
| 2007-05-02 | HERRERA SADIE A Officer (EXEC VP, HUMAN RESOURCES) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,013 5,587 owned after | $14.09 exercise price | 2007-05-04 | |
| 2007-05-02 | GILL WILLIAM F Officer (EXEC. V.P., WORLDWIDE SALES) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 9,991 owned after | $10.01 exercise price | 2007-05-04 | |
| 2007-05-02 | GILL WILLIAM F Officer (EXEC. V.P., WORLDWIDE SALES) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −952 0 owned after | $12.69 exercise price | 2007-05-04 | |
| 2007-05-02 | GILL WILLIAM F Officer (EXEC. V.P., WORLDWIDE SALES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,687 18,135 owned after | $10.01 exercise price | 2007-05-04 | |
| 2007-05-02 | GILL WILLIAM F Officer (EXEC. V.P., WORLDWIDE SALES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −923 0 owned after | $12.69 exercise price | 2007-05-04 | |
| 2007-05-02 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,999 140,010 owned after | $10.01 exercise price | 2007-05-04 | |
| 2007-05-02 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,368 0 owned after | $12.69 exercise price | 2007-05-04 | |
| 2007-05-02 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,633 214,501 owned after | $14.09 exercise price | 2007-05-04 | |
| 2007-02-02 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 165,009 owned after | $10.01 exercise price | 2007-02-05 | |
| 2007-02-02 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 23,368 owned after | $12.69 exercise price | 2007-02-05 |