EMULEX CORP /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-28: Reporting owner GILL WILLIAM F; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-17: Reporting owner SMITH MICHAEL E; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-13: Reporting owner SMITH MICHAEL E; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-13: Reporting owner FOLINO PAUL F; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-28 | GILL WILLIAM F Officer (EXEC. V.P., WORLDWIDE SALES) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,436 22,822 owned after | $10.01 exercise price | 2006-11-30 | |
| 2006-11-17 | SMITH MICHAEL E Officer (EXEC. VP, WORLDWIDE MARKETING) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,935 27,510 owned after | $10.01 exercise price | 2006-11-20 | |
| 2006-11-13 | SMITH MICHAEL E Officer (EXEC. VP, WORLDWIDE MARKETING) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,726 33,445 owned after | $10.01 exercise price | 2006-11-14 | |
| 2006-11-13 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,599 190,009 owned after | $10.01 exercise price | 2006-11-14 | |
| 2006-11-13 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 48,368 owned after | $12.69 exercise price | 2006-11-14 | |
| 2006-11-10 | SMITH MICHAEL E Officer (EXEC. VP, WORLDWIDE MARKETING) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 38,171 owned after | $10.01 exercise price | 2006-11-14 | |
| 2006-11-10 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,400 204,608 owned after | $10.01 exercise price | 2006-11-14 | |
| 2006-11-03 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 215,008 owned after | $10.01 exercise price | 2006-11-06 | |
| 2006-11-02 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,800 215,708 owned after | $10.01 exercise price | 2006-11-03 | |
| 2006-11-01 | FOLINO PAUL F Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 227,508 owned after | $10.01 exercise price | 2006-11-03 | |
| 2006-11-01 | ROCKENBACH MICHAEL J Officer (EXEC. VP, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,960 0 owned after | $0.75 exercise price | 2006-11-03 | |
| 2006-08-24 | Yoost Dean A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $15.84 exercise price | 2006-08-25 | |
| 2006-05-19 | MULVANY KAREN Officer (EXEC. V.P., BUS PLAN/DEVELOP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,687 32,197 owned after | $10.01 exercise price | 2006-05-22 | |
| 2006-05-18 | EDWARDS BRUCE C Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $16.61 exercise price | 2006-05-22 | |
| 2006-02-21 | MULVANY KAREN Officer (EXEC. V.P., BUS PLAN/DEVELOP) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,687 36,884 owned after | $10.01 exercise price | 2006-02-22 |