EMULEX CORP /DE/ Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows, 37 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-26: Reporting owner HEDAYATI ALI K; Form 3; Security Cash Settled Units; Transaction Holding.
- 2014-11-26: Reporting owner HEDAYATI ALI K; Form 3; Security Restricted Stock Unit; Transaction Holding.
- 2014-09-15: Reporting owner WICK RANDALL G; Form 4; Security Cash Settled Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-15: Reporting owner Benck Jeff; Form 4; Security Cash Settled Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-26 holding as of filing | HEDAYATI ALI K Officer (SVP, General Mgr NVP/Endace) | 3 | Cash Settled Units Derivative · Direct | Holding | no price filed | 2014-11-26 | ||
| 2014-11-26 holding as of filing | HEDAYATI ALI K Officer (SVP, General Mgr NVP/Endace) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2014-11-26 | ||
| 2014-09-15 | WICK RANDALL G Other (SVP, General Counsel,Secretary) | 4 | Cash Settled Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,760 11,680 owned after | $0.00 | 2014-09-17 | |
| 2014-09-15 | Benck Jeff Director, Officer (President & CEO) | 4 | Cash Settled Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,900 84,800 owned after | $0.00 | 2014-09-17 | |
| 2014-09-15 | Benck Jeff Director, Officer (President & CEO) | 4 | Cash Settled Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,100 70,700 owned after | $0.00 | 2014-09-17 | |
| 2014-09-15 | Benck Jeff Director, Officer (President & CEO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,252 0 owned after | $0.00 | 2014-09-17 | |
| 2014-09-15 | Benck Jeff Director, Officer (President & CEO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,178 0 owned after | $0.00 | 2014-09-17 | |
| 2014-09-15 | Benck Jeff Director, Officer (President & CEO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,252 0 owned after | $0.00 | 2014-09-17 | |
| 2014-09-15 | WESCOAT KYLE Officer (SVP, CFO, & Treasurer) | 4 | Cash Settled Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,850 16,850 owned after | $0.00 | 2014-09-17 | |
| 2014-09-15 | Mulligan Perry Officer (SVP Operations) | 4 | Cash Settled Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,900 26,900 owned after | $0.00 | 2014-09-17 | |
| 2014-09-15 | HOOGENBOOM JEFFERY L Other (SVP, Worldwide Sales) | 4 | Cash Settled Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 64,300 owned after | $0.00 | 2014-09-16 | |
| 2014-09-15 | HOOGENBOOM JEFFERY L Other (SVP, Worldwide Sales) | 4 | Cash Settled Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,700 52,600 owned after | $0.00 | 2014-09-16 | |
| 2014-09-15 | EVASHENK MARGARET A Other (SVP & Chief Dev. Executive) | 4 | Cash Settled Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,110 13,480 owned after | $0.00 | 2014-09-16 | |
| 2014-08-15 | Mulligan Perry Officer (SVP Operations) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,192 51,784 owned after | $0.00 | 2014-08-19 | |
| 2014-02-06 | MCCLUNEY JAMES M Director | 4 | Cash Settled Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,960 21,280 owned after | $0.00 | 2014-02-10 | |
| 2014-02-06 | MCCLUNEY JAMES M Director | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,593 22,593 owned after | $0.00 | 2014-02-10 | |
| 2014-02-06 | MCCLUNEY JAMES M Director | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,593 0 owned after | $0.00 | 2014-02-10 | |
| 2013-12-02 holding as of filing | Mulligan Perry Officer (SVP Operations) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2013-12-02 | ||
| 2013-09-15 | Benck Jeff Director, Officer (President & CEO) | 4 | Cash Settled Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,100 32,900 owned after | $0.00 | 2013-09-18 | |
| 2013-09-15 | Benck Jeff Director, Officer (President & CEO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,761 3,761 owned after | $0.00 | 2013-09-18 | |
| 2013-09-15 | Benck Jeff Director, Officer (President & CEO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,761 0 owned after | $0.00 | 2013-09-18 | |
| 2013-09-15 | ROCKENBACH MICHAEL J Officer (E V P C F O) | 4 | Cash Settled Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,520 19,880 owned after | $0.00 | 2013-09-18 | |
| 2013-09-15 | ROCKENBACH MICHAEL J Officer (E V P C F O) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,305 2,305 owned after | $0.00 | 2013-09-18 | |
| 2013-09-15 | ROCKENBACH MICHAEL J Officer (E V P C F O) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,305 0 owned after | $0.00 | 2013-09-18 | |
| 2013-09-15 | MCCLUNEY JAMES M Director, Officer (Executive Chairman) | 4 | Cash Settled Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,960 37,240 owned after | $0.00 | 2013-09-18 | |
| 2013-09-15 | MCCLUNEY JAMES M Director, Officer (Executive Chairman) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,786 8,786 owned after | $0.00 | 2013-09-18 | |
| 2013-09-15 | MCCLUNEY JAMES M Director, Officer (Executive Chairman) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,786 0 owned after | $0.00 | 2013-09-18 | |
| 2013-09-15 | WICK RANDALL G Other (SVP, General Counsel) | 4 | Cash Settled Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,760 20,440 owned after | $0.00 | 2013-09-17 | |
| 2013-09-15 | HOOGENBOOM JEFFERY L Other (SVP, Worldwide Sales) | 4 | Cash Settled Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,700 27,300 owned after | $0.00 | 2013-09-17 | |
| 2013-09-15 | EVASHENK MARGARET A Other (SVP & Chief Dev. Executive) | 4 | Cash Settled Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,110 23,590 owned after | $0.00 | 2013-09-17 | |
| 2012-09-15 | WICK RANDALL G Other (SVP, General Counsel) | 4 | Cash Settled Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,200 29,200 owned after | $0.00 | 2012-09-18 | |
| 2012-09-15 | ROCKENBACH MICHAEL J Officer (E V P C F O) | 4 | Cash Settled Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,400 28,400 owned after | $0.00 | 2012-09-18 | |
| 2012-09-15 | MCCLUNEY JAMES M Director, Officer (C E O) | 4 | Cash Settled Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,200 53,200 owned after | $0.00 | 2012-09-18 | |
| 2012-09-15 | Benck Jeff Officer (President & COO) | 4 | Cash Settled Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,000 47,000 owned after | $0.00 | 2012-09-18 | |
| 2012-09-15 | HOOGENBOOM JEFFERY L Other (SVP, Worldwide Sales) | 4 | Cash Settled Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,000 39,000 owned after | $0.00 | 2012-09-18 | |
| 2012-09-15 | WARWICK JOHN Other (SVP, Operations) | 4 | Cash Settled Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,700 33,700 owned after | $0.00 | 2012-09-18 | |
| 2012-09-15 | EVASHENK MARGARET A Other (SVP & Chief Dev. Executive) | 4 | Cash Settled Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,700 33,700 owned after | $0.00 | 2012-09-18 |