ECOSPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-05-23: Reporting owner DONN MICHAEL R SR; Form 4; Security Stock Options (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-05-23: Reporting owner DONN MICHAEL R SR; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-23: Reporting owner DONN MICHAEL R SR; Form 4; Security Stock Options (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-05-23: Reporting owner DONN MICHAEL R SR; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-05-23 | DONN MICHAEL R SR Director, Officer (Chief Operating Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,591,438 0 owned after | $0.17 exercise price | 2016-05-25 | |
| 2016-05-23 | DONN MICHAEL R SR Director, Officer (Chief Operating Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,591,438 2,591,438 owned after | $0.05 exercise price | 2016-05-25 | |
| 2016-05-23 | DONN MICHAEL R SR Director, Officer (Chief Operating Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −157,500 0 owned after | $0.42 exercise price | 2016-05-25 | |
| 2016-05-23 | DONN MICHAEL R SR Director, Officer (Chief Operating Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +157,500 157,500 owned after | $0.05 exercise price | 2016-05-25 | |
| 2016-05-23 | MCGUIRE JACQUELINE K Officer (Senior VP of Admin.) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,867,746 0 owned after | $0.17 exercise price | 2016-05-25 | |
| 2016-05-23 | MCGUIRE JACQUELINE K Officer (Senior VP of Admin.) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,867,746 1,867,746 owned after | $0.05 exercise price | 2016-05-25 | |
| 2016-05-23 | MCGUIRE DENNIS E Director, Officer (Chief Executive Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,300,000 0 owned after | $0.34 exercise price | 2016-05-25 | |
| 2016-05-23 | MCGUIRE DENNIS E Director, Officer (Chief Executive Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,300,000 6,300,000 owned after | $0.05 exercise price | 2016-05-25 |