ECHELON CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-23: Reporting owner AXELSSON ANDERS; Form 4; Security Perforrmance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-05-14: Reporting owner AXELSSON ANDERS; Form 4; Security Perforrmance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-05-10: Reporting owner AXELSSON ANDERS; Form 4; Security Perforrmance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-23 | AXELSSON ANDERS Officer (Senior VP of Strategic Accts) | 4 | Perforrmance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $0.00 | 2012-10-24 | |
| 2012-05-14 | AXELSSON ANDERS Officer (Senior VP of Strategic Accts) | 4 | Perforrmance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $0.00 | 2012-05-16 | |
| 2012-05-10 | AXELSSON ANDERS Officer (Senior VP of Sales & Marketing) | 4 | Perforrmance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $0.00 | 2012-05-14 |