ECHELON CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-16: Reporting owner Marszewski C. Michael; Form 3; Security Stock Appreciation Right; Transaction Holding.
- 2011-11-16: Reporting owner Marszewski C. Michael; Form 3; Security Stock Appreciation Right; Transaction Holding.
- 2011-11-16: Reporting owner Marszewski C. Michael; Form 3; Security Stock Appreciation Right; Transaction Holding.
- 2011-11-16: Reporting owner Marszewski C. Michael; Form 3; Security Stock Appreciation Right; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-16 holding as of filing | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $7.69 exercise price | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $7.69 exercise price | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $7.69 exercise price | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $7.69 exercise price | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $7.47 exercise price | 2011-11-16 | ||
| 2011-11-14 holding as of filing | SLAKEY WILLIAM R Officer (Executive VP and CFO) | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2011-11-14 | |
| 2011-11-10 | SLAKEY WILLIAM R Officer (Executive VP and CFO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $5.53 exercise price | 2011-11-14 | |
| 2011-10-23 | AXELSSON ANDERS Officer (Senior VP of Sales & Marketing) | 4 | Perforrmance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 3,750 owned after | $0.00 | 2011-10-25 | |
| 2011-09-10 | AXELSSON ANDERS Officer (Senior VP of Sales & Marketing) | 4 | Perforrmance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,187 0 owned after | $0.00 | 2011-09-13 | |
| 2011-05-12 | STANFIELD OLIVER R Officer (Executive VP and CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $8.43 exercise price | 2011-05-16 | |
| 2011-05-11 | STANFIELD OLIVER R Officer (Executive VP and CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 12,500 owned after | $8.43 exercise price | 2011-05-11 | |
| 2011-05-10 | Nagaraj Varun Officer (Sen. VP Product Mgmt & Mktg.) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,000 73,000 owned after | $10.62 exercise price | 2011-05-11 | |
| 2011-05-10 | STANFIELD OLIVER R Officer (Executive VP and CFO) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 25,000 owned after | $8.43 exercise price | 2011-05-11 | |
| 2011-05-09 holding as of filing | Nagaraj Varun Officer (Sen. VP Product Mgmt & Mktg.) | 3 | No securities beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2011-05-09 | |
| 2011-04-11 | HON ROBERT W Officer (Senior VP Engineering) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $8.89 exercise price | 2011-04-12 | |
| 2011-04-07 holding as of filing | HON ROBERT W Officer (Senior VP Engineering) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2011-04-07 |