DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-18: Reporting owner COFFMAN ROBERT; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-16: Reporting owner MARTIN J TYLER; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-06: Reporting owner COFFMAN ROBERT; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-06: Reporting owner COFFMAN ROBERT; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-18 | COFFMAN ROBERT Officer (Chief Scientific Officer & VP) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,926 0 owned after | $1.50 exercise price | 2012-12-19 | |
| 2012-11-16 | MARTIN J TYLER Director, Officer (President, CMO & Director) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,759 576,125 owned after | $1.58 exercise price | 2012-11-19 | |
| 2012-11-06 | COFFMAN ROBERT Officer (Chief Scientific Officer & VP) | 4 | Stock Option Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,000 27,926 owned after | $1.50 | 2012-11-07 | |
| 2012-11-06 | COFFMAN ROBERT Officer (Chief Scientific Officer & VP) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $1.50 exercise price | 2012-11-07 | |
| 2012-10-05 | COFFMAN ROBERT Officer (Chief Scientific Officer & VP) | 4 | Stock Option Non-derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,251 43,576 owned after | $1.50 | 2012-10-09 | |
| 2012-10-05 | COFFMAN ROBERT Officer (Chief Scientific Officer & VP) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,251 0 owned after | $1.50 exercise price | 2012-10-09 | |
| 2012-09-14 | Lew Jennifer Officer (VP, Finance & PAO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $0.54 exercise price | 2012-09-14 | |
| 2012-08-13 | LARSON CHRISTINE R Officer (VP and Chief Financial Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $3.70 exercise price | 2012-08-14 | |
| 2012-05-30 | ORONSKY ARNOLD L Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −17,500 17,500 owned after | $3.68 exercise price | 2012-05-31 | |
| 2012-05-30 | CARSON DENNIS Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $3.68 exercise price | 2012-05-31 | |
| 2012-05-30 | Plotkin Stanley A Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $3.68 exercise price | 2012-05-31 | |
| 2012-05-30 | Phillips Peggy V Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $3.68 exercise price | 2012-05-31 | |
| 2012-05-30 | KISNER DANIEL L Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $3.68 exercise price | 2012-05-31 | |
| 2012-05-30 | KESSEL MARK Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $3.68 exercise price | 2012-05-31 | |
| 2012-05-30 | GILBERT DENISE Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $3.68 exercise price | 2012-05-31 | |
| 2012-05-30 | CANO FRANCIS Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −17,500 17,500 owned after | $3.68 exercise price | 2012-05-31 | |
| 2012-05-01 | OSTRACH MICHAEL S Officer (VP, CBO, and General Counsel) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,505 18,750 owned after | $0.54 exercise price | 2012-05-03 | |
| 2012-05-01 | OSTRACH MICHAEL S Officer (VP, CBO, and General Counsel) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,275 0 owned after | $1.58 exercise price | 2012-05-03 | |
| 2012-02-13 | MARTIN J TYLER Director, Officer (President, CMO & Director) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 75,000 owned after | $0.58 exercise price | 2012-03-12 | |
| 2012-02-13 | MARTIN J TYLER Director, Officer (President, CMO & Director) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 225,000 owned after | $0.58 exercise price | 2012-02-14 | |
| 2012-02-13 | MARTIN J TYLER Director, Officer (President, CMO & Director) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 150,000 owned after | $0.58 exercise price | 2012-02-14 | |
| 2012-02-13 | MARTIN J TYLER Director, Officer (President, CMO & Director) | 4 | Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,848 484,396 owned after | $1.72 exercise price | 2012-02-14 | |
| 2012-02-01 | DINA DINO Director, Officer (CEO and Director) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $3.68 exercise price | 2012-02-03 | |
| 2012-02-01 | MARTIN J TYLER Director, Officer (President, CMO & Director) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $3.68 exercise price | 2012-02-03 | |
| 2012-01-31 | COFFMAN ROBERT Officer (Chief Scientific Officer & VP) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $3.48 exercise price | 2012-02-02 | |
| 2012-01-31 | JANOWICZ ZBIGNIEW Officer (CEO Dynavax Europe) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $3.48 exercise price | 2012-02-02 | |
| 2012-01-31 | Lew Jennifer Officer (VP, Finance & PAO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $3.48 exercise price | 2012-02-02 | |
| 2012-01-31 | OSTRACH MICHAEL S Officer (VP, CBO, and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $3.48 exercise price | 2012-02-02 | |
| 2012-01-31 | TUCK STEPHEN F Officer (VP, Global Technical Ops) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $3.48 exercise price | 2012-02-02 | |
| 2012-01-26 | KISNER DANIEL L Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $2.02 exercise price | 2012-01-27 | |
| 2012-01-25 | DINA DINO Director, Officer (CEO and Director) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 0 owned after | $3.00 exercise price | 2012-01-27 | |
| 2012-01-25 | DINA DINO Director, Officer (CEO and Director) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 0 owned after | $3.00 exercise price | 2012-01-27 | |
| 2012-01-25 | DINA DINO Director, Officer (CEO and Director) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,666 0 owned after | $3.00 exercise price | 2012-01-27 | |
| 2012-01-25 | DINA DINO Director, Officer (CEO and Director) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 0 owned after | $3.00 exercise price | 2012-01-27 | |
| 2012-01-25 | DINA DINO Director, Officer (CEO and Director) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 0 owned after | $3.00 exercise price | 2012-01-27 |