DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-30: Reporting owner KESSEL MARK; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-03: Reporting owner CANO FRANCIS; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-06-12: Reporting owner Lew Jennifer; Form 3; Security Option (Right to Buy); Transaction Holding.
- 2009-06-12: Reporting owner Lew Jennifer; Form 3; Security Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-30 | KESSEL MARK Director, 10% Owner | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.43 exercise price | 2010-01-04 | |
| 2009-11-03 | CANO FRANCIS Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.25 exercise price | 2009-11-05 | |
| 2009-06-12 holding as of filing | Lew Jennifer Officer (Principal Accounting Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.65 exercise price | 2009-06-12 | ||
| 2009-06-12 holding as of filing | Lew Jennifer Officer (Principal Accounting Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.06 exercise price | 2009-06-12 | ||
| 2009-06-12 holding as of filing | Lew Jennifer Officer (Principal Accounting Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.12 exercise price | 2009-06-12 | ||
| 2009-06-12 holding as of filing | Lew Jennifer Officer (Principal Accounting Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.55 exercise price | 2009-06-12 | ||
| 2009-06-12 holding as of filing | Lew Jennifer Officer (Principal Accounting Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $2.33 exercise price | 2009-06-12 | ||
| 2009-06-12 holding as of filing | Lew Jennifer Officer (Principal Accounting Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $0.54 exercise price | 2009-06-12 | ||
| 2009-05-13 | Plotkin Stanley A Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.15 exercise price | 2009-06-12 | |
| 2009-05-13 | Phillips Peggy V Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.15 exercise price | 2009-06-12 | |
| 2009-05-13 | ORONSKY ARNOLD L Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.15 exercise price | 2009-06-12 | |
| 2009-05-13 | LAWRENCE DAVID M Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.15 exercise price | 2009-06-12 | |
| 2009-05-13 | GILBERT DENISE Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.15 exercise price | 2009-06-12 | |
| 2009-05-13 | CARSON DENNIS Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.15 exercise price | 2009-06-12 | |
| 2009-05-13 | Buc Nancy L Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.15 exercise price | 2009-06-12 | |
| 2009-03-10 | DINA DINO Director, Officer (President, CEO and Director) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.54 exercise price | 2009-03-12 | |
| 2009-03-10 | COFFMAN ROBERT Officer (Chief Scientific Officer & VP) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.54 exercise price | 2009-03-12 | |
| 2009-03-10 | OSTRACH MICHAEL S Officer (VP, CBO, and General Counsel) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.54 exercise price | 2009-03-12 | |
| 2009-03-10 | SMELTZER DEBORAH A Officer (VP, Operations & CFO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.54 exercise price | 2009-03-12 | |
| 2009-03-10 | JANOWICZ ZBIGNIEW Officer (CEO Dynavax Europe) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.54 exercise price | 2009-03-12 |