DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-13: Reporting owner LAWRENCE DAVID M; Form 3; Security Option (Right to Buy); Transaction Holding.
- 2006-12-13: Reporting owner LAWRENCE DAVID M; Form 3; Security Option (Right to Buy); Transaction Holding.
- 2006-12-11: Reporting owner LAWRENCE DAVID M; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-14: Reporting owner JANNEY DANIEL; Form 4; Security Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-13 holding as of filing | LAWRENCE DAVID M Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $5.90 exercise price | 2006-12-13 | ||
| 2006-12-13 holding as of filing | LAWRENCE DAVID M Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.04 exercise price | 2006-12-13 | ||
| 2006-12-11 | LAWRENCE DAVID M Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $9.85 exercise price | 2006-12-13 | |
| 2006-11-14 | JANNEY DANIEL Other (No longer a Director) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 7,500 owned after | $3.97 exercise price | 2006-11-14 | |
| 2006-10-31 | OSTRACH MICHAEL S Officer (Chief Business Officer) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $6.17 exercise price | 2006-11-01 | |
| 2006-08-15 | Phillips Peggy V Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.10 | 2006-08-16 | |
| 2006-06-14 | GILBERT DENISE Director | 4/A | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.50 exercise price | 2006-08-30 | |
| 2006-06-14 | Plotkin Stanley A Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.50 exercise price | 2006-06-16 | |
| 2006-06-14 | LESCHLY JAN Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.50 exercise price | 2006-06-16 | |
| 2006-06-14 | GILBERT DENISE Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.50 exercise price | 2006-06-16 | |
| 2006-06-14 | JANNEY DANIEL Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.50 exercise price | 2006-06-16 | |
| 2006-06-14 | CARSON DENNIS Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.50 exercise price | 2006-06-16 | |
| 2006-06-14 | Buc Nancy L Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $4.50 exercise price | 2006-06-16 | |
| 2006-06-14 | ORONSKY ARNOLD L Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.50 exercise price | 2006-06-16 | |
| 2006-02-23 | ORONSKY ARNOLD L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.06 exercise price | 2006-02-27 | |
| 2006-02-23 | DINA DINO Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.06 exercise price | 2006-02-27 | |
| 2006-02-14 | COFFMAN ROBERT Officer (Chief Scientific Officer & VP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.85 exercise price | 2006-02-16 | |
| 2006-02-14 | HENN TIMOTHY G Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $5.85 exercise price | 2006-02-16 | |
| 2006-02-14 | LEVITT DANIEL J Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.85 exercise price | 2006-02-16 | |
| 2006-02-14 | SMELTZER DEBORAH A Officer (Vice President and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.85 exercise price | 2006-02-16 | |
| 2006-02-14 | TUCK STEPHEN F Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.85 exercise price | 2006-02-16 | |
| 2006-02-14 | VAN NEST GARY A Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.85 exercise price | 2006-02-16 |