DYAX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-22: Reporting owner ADELMAN BURT A; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-17: Reporting owner ADELMAN BURT A; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-18: Reporting owner Bazemore Todd; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-17: Reporting owner MIGAUSKY GEORGE V; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-22 | ADELMAN BURT A Officer (CMO & EVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 182,500 owned after | $1.48 exercise price | 2015-12-22 | |
| 2015-12-17 | ADELMAN BURT A Officer (CMO & EVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 192,500 owned after | $1.48 exercise price | 2015-12-18 | |
| 2015-08-18 | Bazemore Todd Officer (EVP & Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,750 193,250 owned after | $6.80 exercise price | 2015-08-19 | |
| 2015-08-17 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,000 125,000 owned after | $3.22 exercise price | 2015-08-19 | |
| 2015-08-17 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,000 93,000 owned after | $10.20 exercise price | 2015-08-19 | |
| 2015-08-05 | Bazemore Todd Officer (EVP & Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 207,000 owned after | $6.80 exercise price | 2015-08-06 | |
| 2015-08-04 | Bazemore Todd Officer (EVP & Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,000 217,000 owned after | $6.80 exercise price | 2015-08-06 | |
| 2015-08-03 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −76,045 523,955 owned after | $1.91 exercise price | 2015-08-05 | |
| 2015-08-03 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 0 owned after | $2.09 exercise price | 2015-08-05 | |
| 2015-08-03 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,967 332,033 owned after | $3.00 exercise price | 2015-08-05 | |
| 2015-08-03 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,320 0 owned after | $2.06 exercise price | 2015-08-05 | |
| 2015-07-20 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 70,000 owned after | $2.94 exercise price | 2015-07-22 | |
| 2015-06-08 | MCLACHLAN DAVID J Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $2.09 exercise price | 2015-06-10 | |
| 2015-05-18 | KEMPNER THOMAS L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,000 0 owned after | $4.41 exercise price | 2015-05-19 | |
| 2015-05-12 | KEMPNER THOMAS L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $26.23 exercise price | 2015-05-14 | |
| 2015-05-12 | FORDYCE JAMES W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $26.23 exercise price | 2015-05-14 | |
| 2015-05-12 | Celniker Abbie Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $26.23 exercise price | 2015-05-14 | |
| 2015-05-12 | COHEN RON Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $26.23 exercise price | 2015-05-14 | |
| 2015-05-12 | Pucci Paolo Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $26.23 exercise price | 2015-05-14 | |
| 2015-05-12 | MCLACHLAN DAVID J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $26.23 exercise price | 2015-05-14 | |
| 2015-05-12 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $26.23 exercise price | 2015-05-14 | |
| 2015-05-12 | KOZIN MARC D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $26.23 exercise price | 2015-05-14 | |
| 2015-05-12 | GRAY MARY ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $26.23 exercise price | 2015-05-14 | |
| 2015-02-18 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $15.23 exercise price | 2015-02-20 | |
| 2015-02-18 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $15.23 exercise price | 2015-02-20 | |
| 2015-02-18 | Bazemore Todd Officer (EVP & Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $15.23 exercise price | 2015-02-20 | |
| 2015-02-18 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $15.23 exercise price | 2015-02-20 | |
| 2015-02-18 | ADELMAN BURT A Officer (CMO & EVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $15.23 exercise price | 2015-02-20 | |
| 2015-01-02 | ADELMAN BURT A Officer (CMO & EVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 220,000 owned after | $1.48 exercise price | 2015-01-05 |