DST SYSTEMS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-06: Reporting owner TRITT ROBERT L; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-06: Reporting owner TRITT ROBERT L; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-29: Reporting owner Abraham Thomas R; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-11-29: Reporting owner ALLINSON A EDWARD; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-06 | TRITT ROBERT L Officer (Executive Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,934 12,966 owned after | $43.83 exercise price | 2012-12-10 | |
| 2012-12-06 | TRITT ROBERT L Officer (Executive Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,066 17,234 owned after | $47.51 exercise price | 2012-12-10 | |
| 2012-11-29 | Abraham Thomas R Officer (CEO of Subsidiary) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,300 0 owned after | $47.51 exercise price | 2012-12-03 | |
| 2012-11-29 | ALLINSON A EDWARD Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $31.89 exercise price | 2012-12-03 | |
| 2012-11-29 | ALLINSON A EDWARD Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,760 0 owned after | $38.49 exercise price | 2012-12-03 | |
| 2012-11-05 | BOEHM JONATHAN J Officer (Exe VP & President of Subsidia) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,054 0 owned after | $27.92 exercise price | 2012-11-06 | |
| 2012-11-02 | BOEHM JONATHAN J Officer (Exe VP & President of Subsidia) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,300 11,054 owned after | $27.92 exercise price | 2012-11-06 | |
| 2012-10-09 holding as of filing | Sarwal Arun Other (Executive of Subsidiary) | 3 | Employee Stock Option Derivative · Direct | Holding | $47.51 exercise price | 2012-10-09 | ||
| 2012-09-14 | ALLINSON A EDWARD Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,500 0 owned after | $31.25 exercise price | 2012-09-14 | |
| 2012-08-17 | TRITT ROBERT L Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,462 0 owned after | $31.05 exercise price | 2012-08-21 | |
| 2012-06-11 | STRANDJORD M JEANNINE Other (Retired Director as of 5/9/12) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,660 0 owned after | $51.98 | 2012-06-11 | |
| 2012-05-30 | ALLINSON A EDWARD Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,480 0 owned after | $42.61 | 2012-06-01 | |
| 2012-05-10 | NELSON WILLIAM C Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $48.23 | 2012-05-14 | |
| 2012-05-10 | NELSON WILLIAM C Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,270 0 owned after | $47.04 | 2012-05-14 | |
| 2012-05-03 | YOUNG RANDALL D Officer (Vice Pres, Gen Counsel & Sec) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,550 9,250 owned after | $43.83 | 2012-05-04 | |
| 2012-05-02 | BOEHM JONATHAN J Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,320 0 owned after | $48.23 | 2012-05-04 | |
| 2012-03-15 | TOWLE STEVEN J Officer (President of Subsidiary) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $39.34 | 2012-03-19 | |
| 2012-03-15 | TOWLE STEVEN J Officer (President of Subsidiary) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 9,315 owned after | $41.87 | 2012-03-19 | |
| 2012-03-02 | ALLINSON A EDWARD Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $48.23 | 2012-03-06 | |
| 2012-02-13 | TRITT ROBERT L Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,760 0 owned after | $42.61 exercise price | 2012-03-13 | |
| 2012-02-13 | TRITT ROBERT L Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,240 62,462 owned after | $31.05 exercise price | 2012-03-13 | |
| 2012-02-13 | TRITT ROBERT L Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,760 0 owned after | $42.61 exercise price | 2012-02-15 | |
| 2012-02-13 | TRITT ROBERT L Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,240 62,462 owned after | $31.05 exercise price | 2012-02-15 | |
| 2012-02-09 | BOEHM JONATHAN J Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,106 0 owned after | $42.55 | 2012-02-13 | |
| 2012-02-08 | YOUNG RANDALL D Officer (Vice Pres, Gen Counsel & Sec) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,410 0 owned after | $47.26 | 2012-02-10 | |
| 2012-02-08 | YOUNG RANDALL D Officer (Vice Pres, Gen Counsel & Sec) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,003 0 owned after | $42.55 | 2012-02-10 |