DST SYSTEMS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-30: Reporting owner BOEHM JONATHAN J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-22: Reporting owner YOUNG RANDALL D; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-22: Reporting owner YOUNG RANDALL D; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-22: Reporting owner GIVENS GREGG WM; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-30 | BOEHM JONATHAN J Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +16,526 6,817 owned after | $37.78 exercise price | 2009-12-31 | |
| 2009-12-22 | YOUNG RANDALL D Officer (Vice Pres, Gen Counsel & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,180 0 owned after | $36.56 exercise price | 2009-12-23 | |
| 2009-12-22 | YOUNG RANDALL D Officer (Vice Pres, Gen Counsel & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,050 0 owned after | $36.56 exercise price | 2009-12-23 | |
| 2009-12-22 | GIVENS GREGG WM Officer (Vice Pres & Chief Acctg Office) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −530 0 owned after | $36.26 exercise price | 2009-12-23 | |
| 2009-12-22 | BOEHM JONATHAN J Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +13,282 0 owned after | $28.77 exercise price | 2009-12-23 | |
| 2009-12-22 | BOEHM JONATHAN J Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +2,420 0 owned after | $36.56 exercise price | 2009-12-23 | |
| 2009-12-14 | YOUNG RANDALL D Officer (Vice Pres, Gen Counsel & Sec) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,800 27,800 owned after | $43.83 exercise price | 2009-12-16 | |
| 2009-12-14 | TRITT ROBERT L Officer (Executive Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,900 38,900 owned after | $43.83 exercise price | 2009-12-16 | |
| 2009-12-14 | TOWLE STEVEN J Officer (President of Subsidiary) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,900 38,900 owned after | $43.83 exercise price | 2009-12-16 | |
| 2009-12-14 | Sabino A Stephan Officer (President of subsidiary) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,700 16,700 owned after | $43.83 exercise price | 2009-12-16 | |
| 2009-12-14 | HORAN JOAN J Officer (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,700 16,700 owned after | $43.83 exercise price | 2009-12-16 | |
| 2009-12-14 | Hooley Stephen C Officer (President and COO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,400 70,400 owned after | $43.83 exercise price | 2009-12-16 | |
| 2009-12-14 | HAGER KENNETH V Officer (Vice Pres, CFO and Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,800 27,800 owned after | $43.83 exercise price | 2009-12-16 | |
| 2009-12-14 | GIVENS GREGG WM Officer (Vice Pres & Chief Acctg Office) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,200 22,200 owned after | $43.83 exercise price | 2009-12-16 | |
| 2009-12-14 | BOEHM JONATHAN J Officer (Executive Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,900 38,900 owned after | $43.83 exercise price | 2009-12-16 | |
| 2009-08-12 | HAGER KENNETH V Officer (VP/CFO/Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,920 0 owned after | $36.56 | 2009-08-12 | |
| 2009-07-09 holding as of filing | Hooley Stephen C Officer (President and COO) | 3 | Option to Purchase Derivative · Direct | Holding | $39.33 exercise price | 2009-07-09 | ||
| 2009-05-08 | NELSON WILLIAM C Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $27.11 exercise price | 2009-05-12 | |
| 2009-02-06 | BOEHM JONATHAN J Officer (Group Vice President) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $27.63 exercise price | 2009-02-09 |