DST SYSTEMS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-03: Reporting owner GIVENS GREGG WM; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-02: Reporting owner YOUNG RANDALL D; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-11: Reporting owner TOWLE STEVEN J; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-11: Reporting owner TOWLE STEVEN J; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-03 | GIVENS GREGG WM Officer (VP & Chief Accounting Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,049 4,049 owned after | $47.51 exercise price | 2013-12-03 | |
| 2013-12-02 | YOUNG RANDALL D Officer (VP, Gen Counsel Secretary) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,343 6,778 owned after | $47.51 exercise price | 2013-12-03 | |
| 2013-11-11 | TOWLE STEVEN J Officer (President & CEO of Subsidiary) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,900 0 owned after | $43.83 exercise price | 2013-11-12 | |
| 2013-11-11 | TOWLE STEVEN J Officer (President & CEO of Subsidiary) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,126 14,174 owned after | $47.51 exercise price | 2013-11-12 | |
| 2013-11-05 | HAGER KENNETH V Officer (VP, Controller & Treasurer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,800 0 owned after | $43.83 exercise price | 2013-11-07 | |
| 2013-11-05 | HAGER KENNETH V Officer (VP, Controller & Treasurer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,089 0 owned after | $47.51 exercise price | 2013-11-07 | |
| 2013-08-07 | GIVENS GREGG WM Officer (VP & Chief Accounting Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,200 0 owned after | $72.42 | 2013-08-08 | |
| 2013-08-07 | GIVENS GREGG WM Officer (VP & Chief Accounting Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,072 8,098 owned after | $72.42 | 2013-08-08 | |
| 2013-07-31 | TRITT ROBERT L Officer (Executive Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,966 0 owned after | $43.83 exercise price | 2013-08-01 | |
| 2013-07-31 | TRITT ROBERT L Officer (Executive Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,060 14,174 owned after | $47.51 exercise price | 2013-08-01 | |
| 2013-04-26 | TOWLE STEVEN J Officer (President & CEO of Subsidiary) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,315 0 owned after | $41.87 exercise price | 2013-04-29 | |
| 2013-04-26 | TOWLE STEVEN J Officer (President & CEO of Subsidiary) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 23,900 owned after | $43.83 exercise price | 2013-04-29 | |
| 2013-03-14 | Hooley Stephen C Officer (CEO & President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $39.34 exercise price | 2013-03-18 | |
| 2013-03-14 | YOUNG RANDALL D Officer (VP, Gen Counsel Secretary) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 0 owned after | $43.83 exercise price | 2013-03-18 | |
| 2013-03-14 | YOUNG RANDALL D Officer (VP, Gen Counsel Secretary) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,089 10,121 owned after | $47.51 exercise price | 2013-03-18 |