DST SYSTEMS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-01: Reporting owner YOUNG RANDALL D; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-01: Reporting owner TRITT ROBERT L; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-01: Reporting owner TOWLE STEVEN J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-01: Reporting owner MCDONNELL THOMAS A; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-01 | YOUNG RANDALL D Officer (VP, General Counsel and Secy) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,210 15,210 owned after | $47.51 exercise price | 2011-12-05 | |
| 2011-12-01 | TRITT ROBERT L Officer (Executive Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,300 21,300 owned after | $47.51 exercise price | 2011-12-05 | |
| 2011-12-01 | TOWLE STEVEN J Officer (President of subsidiary) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,300 21,300 owned after | $47.51 exercise price | 2011-12-05 | |
| 2011-12-01 | MCDONNELL THOMAS A Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,890 56,890 owned after | $47.51 exercise price | 2011-12-05 | |
| 2011-12-01 | Hooley Stephen C Officer (President and COO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,640 38,640 owned after | $47.51 exercise price | 2011-12-05 | |
| 2011-12-01 | HAGER KENNETH V Officer (Vice Pres., CFO & Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,210 15,210 owned after | $47.51 exercise price | 2011-12-05 | |
| 2011-12-01 | GIVENS GREGG WM Officer (VP and Chief Acctng Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,170 12,170 owned after | $47.51 exercise price | 2011-12-05 | |
| 2011-12-01 | BOEHM JONATHAN J Officer (Executive Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,300 21,300 owned after | $47.51 exercise price | 2011-12-05 | |
| 2011-12-01 | Abraham Thomas R Officer (CEO of subsidiary) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,300 21,300 owned after | $47.51 exercise price | 2011-12-05 | |
| 2011-10-31 | MCDONNELL THOMAS A Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,620 0 owned after | $47.16 | 2011-11-01 | |
| 2011-10-17 | MCDONNELL THOMAS A Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −301,930 0 owned after | $43.94 | 2011-10-17 | |
| 2011-10-17 | MCDONNELL THOMAS A Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,430 0 owned after | $42.55 | 2011-10-17 | |
| 2011-10-13 | HAGER KENNETH V Officer (Vice Pres, CFO and Treasurer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,930 0 owned after | $43.94 | 2011-10-17 | |
| 2011-10-13 | HAGER KENNETH V Officer (Vice Pres, CFO and Treasurer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,811 0 owned after | $42.55 | 2011-10-17 | |
| 2011-05-05 | NELSON WILLIAM C Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $45.75 exercise price | 2011-05-09 | |
| 2011-05-05 | NELSON WILLIAM C Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,700 0 owned after | $45.75 exercise price | 2011-05-09 | |
| 2011-05-04 | STRANDJORD M JEANNINE Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 0 owned after | $45.75 exercise price | 2011-05-06 | |
| 2011-05-04 | STRANDJORD M JEANNINE Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $45.75 exercise price | 2011-05-06 | |
| 2011-05-03 | YOUNG RANDALL D Officer (Vice Pres, Gen Counsel & Sec) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $45.75 exercise price | 2011-05-05 | |
| 2011-03-04 | ALLINSON A EDWARD Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $45.75 | 2011-03-08 | |
| 2011-03-04 | ALLINSON A EDWARD Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,500 0 owned after | $45.75 | 2011-03-08 | |
| 2011-02-28 | GIVENS GREGG WM Officer (Vice Pres & Chief Acctg Office) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,650 0 owned after | $43.94 | 2011-03-02 | |
| 2011-02-28 | GIVENS GREGG WM Officer (Vice Pres & Chief Acctg Office) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,700 0 owned after | $42.55 | 2011-03-02 | |
| 2011-02-28 | GIVENS GREGG WM Officer (Vice Pres & Chief Acctg Office) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,171 0 owned after | $42.55 | 2011-03-02 | |
| 2011-02-28 | GIVENS GREGG WM Officer (Vice Pres & Chief Acctg Office) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,565 0 owned after | $31.05 | 2011-03-02 | |
| 2011-02-28 | GIVENS GREGG WM Officer (Vice Pres & Chief Acctg Office) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,560 0 owned after | $37.62 | 2011-03-02 | |
| 2011-02-28 | GIVENS GREGG WM Officer (Vice Pres & Chief Acctg Office) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,478 0 owned after | $27.92 | 2011-03-02 | |
| 2011-02-28 | HAGER KENNETH V Officer (Vice Pres, CFO and Treasurer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $31.05 | 2011-03-02 | |
| 2011-02-24 | Hooley Stephen C Officer (President and COO) | 4 | Employee stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $43.83 | 2011-02-28 | |
| 2011-02-18 | TRITT ROBERT L Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,120 0 owned after | $45.75 | 2011-02-23 | |
| 2011-02-17 | BOEHM JONATHAN J Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,910 0 owned after | $45.75 | 2011-02-23 | |
| 2011-02-17 | BOEHM JONATHAN J Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $43.94 | 2011-02-23 | |
| 2011-02-17 | BOEHM JONATHAN J Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $31.05 | 2011-02-23 | |
| 2011-02-10 | MCDONNELL THOMAS A Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −264,250 0 owned after | $45.75 | 2011-02-11 | |
| 2011-02-09 | HAGER KENNETH V Officer (Vice Pres, CFO and Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68,110 0 owned after | $45.75 | 2011-02-10 | |
| 2011-02-09 | HAGER KENNETH V Officer (Vice Pres, CFO and Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,431 0 owned after | $27.92 | 2011-02-10 |