DETERMINE, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 128 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-04-04: Reporting owner MILLER LLOYD I III; Form 4; Security Series A Warrant; Transaction Holding.
- 2017-04-04: Reporting owner MILLER LLOYD I III; Form 4; Security Series A Warrant; Transaction Holding.
- 2017-03-13: Reporting owner MILLER LLOYD I III; Form 4; Security Warrant; Transaction Holding.
- 2017-03-13: Reporting owner MILLER LLOYD I III; Form 4; Security Warrant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-04-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2017-04-04 | |
| 2017-04-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2017-04-04 | |
| 2017-03-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2017-03-13 | |
| 2017-03-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2017-03-13 | |
| 2017-03-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2017-03-13 | |
| 2017-03-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2017-03-13 | |
| 2017-03-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2017-03-13 | |
| 2017-03-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2017-03-13 | |
| 2017-03-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2017-03-13 | |
| 2017-03-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2017-03-13 | |
| 2017-03-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2017-03-13 | |
| 2017-03-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2017-03-13 | |
| 2017-03-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2017-03-13 | |
| 2017-03-13 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2017-03-13 | |
| 2017-02-16 holding as of filing | Sems Lloyd Director | 4 | Series B Warrant Derivative · Direct | Holding | 15,000 owned after | $7.75 exercise price | 2017-02-16 | |
| 2017-02-15 holding as of filing | GULLARD JAMES MICHAEL Director | 4 | Series B Warrant Derivative · Indirect · The Gullard Family Trust | Holding | 5,357 owned after | $7.75 exercise price | 2017-02-15 | |
| 2017-01-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2017-01-04 | |
| 2017-01-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2017-01-04 | |
| 2017-01-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2017-01-04 | |
| 2017-01-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2017-01-04 | |
| 2017-01-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2017-01-04 | |
| 2017-01-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2017-01-04 | |
| 2017-01-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2017-01-04 | |
| 2017-01-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2017-01-04 | |
| 2017-01-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2017-01-04 | |
| 2017-01-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2017-01-04 | |
| 2017-01-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2017-01-04 | |
| 2017-01-04 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2017-01-04 |