DETERMINE, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 161 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-29: Reporting owner MILLER LLOYD I III; Form 4; Security Warrant; Transaction Holding.
- 2016-12-29: Reporting owner MILLER LLOYD I III; Form 4; Security Warrant; Transaction Holding.
- 2016-12-29: Reporting owner MILLER LLOYD I III; Form 4; Security Warrant; Transaction Holding.
- 2016-12-29: Reporting owner MILLER LLOYD I III; Form 4; Security Warrant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-12-29 | |
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-12-29 | |
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-12-29 | |
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2016-12-29 | |
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 0 owned after | $7.00 exercise price | 2016-12-29 | |
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2016-12-29 | |
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2016-12-29 | |
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2016-12-29 | |
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 0 owned after | $7.00 exercise price | 2016-12-29 | |
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2016-12-29 | |
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2016-12-29 | |
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2016-12-29 | |
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 0 owned after | $7.75 exercise price | 2016-12-29 | |
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2016-12-29 | |
| 2016-12-29 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2016-12-29 | |
| 2016-09-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-09-30 | |
| 2016-09-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-09-30 | |
| 2016-09-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-09-30 | |
| 2016-09-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2016-09-30 | |
| 2016-09-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2016-09-30 | |
| 2016-09-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2016-09-30 | |
| 2016-09-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2016-09-30 | |
| 2016-09-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2016-09-30 | |
| 2016-09-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2016-09-30 | |
| 2016-09-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2016-09-30 | |
| 2016-09-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2016-09-30 | |
| 2016-09-30 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2016-09-30 | |
| 2016-09-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-09-12 | |
| 2016-09-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-09-12 | |
| 2016-09-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-09-12 | |
| 2016-09-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2016-09-12 | |
| 2016-09-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2016-09-12 | |
| 2016-09-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2016-09-12 | |
| 2016-09-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2016-09-12 | |
| 2016-09-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2016-09-12 | |
| 2016-09-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2016-09-12 | |
| 2016-09-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2016-09-12 | |
| 2016-09-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2016-09-12 | |
| 2016-09-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2016-09-12 | |
| 2016-09-07 holding as of filing | Brodsky Michael Director | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vajra Fund I, L.P. | Holding | 39,171 owned after | no price filed | 2016-09-07 | |
| 2016-07-22 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-22 | |
| 2016-07-22 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-22 | |
| 2016-07-22 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-22 | |
| 2016-07-22 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2016-07-22 | |
| 2016-07-22 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2016-07-22 | |
| 2016-07-22 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2016-07-22 | |
| 2016-07-22 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2016-07-22 | |
| 2016-07-22 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2016-07-22 | |
| 2016-07-22 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2016-07-22 | |
| 2016-07-22 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2016-07-22 | |
| 2016-07-22 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2016-07-22 | |
| 2016-07-22 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2016-07-22 | |
| 2016-07-21 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-21 | |
| 2016-07-21 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-21 | |
| 2016-07-21 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-21 | |
| 2016-07-21 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2016-07-21 | |
| 2016-07-21 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2016-07-21 | |
| 2016-07-21 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2016-07-21 | |
| 2016-07-21 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2016-07-21 | |
| 2016-07-21 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2016-07-21 | |
| 2016-07-21 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2016-07-21 | |
| 2016-07-21 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2016-07-21 | |
| 2016-07-21 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2016-07-21 | |
| 2016-07-21 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2016-07-21 | |
| 2016-07-20 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-20 | |
| 2016-07-20 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-20 | |
| 2016-07-20 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-20 | |
| 2016-07-20 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2016-07-20 | |
| 2016-07-20 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2016-07-20 | |
| 2016-07-20 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2016-07-20 | |
| 2016-07-20 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2016-07-20 | |
| 2016-07-20 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2016-07-20 | |
| 2016-07-20 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2016-07-20 | |
| 2016-07-20 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2016-07-20 | |
| 2016-07-20 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2016-07-20 | |
| 2016-07-20 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2016-07-20 | |
| 2016-07-19 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-19 | |
| 2016-07-19 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-19 | |
| 2016-07-19 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-19 | |
| 2016-07-19 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2016-07-19 | |
| 2016-07-19 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2016-07-19 | |
| 2016-07-19 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2016-07-19 | |
| 2016-07-19 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2016-07-19 | |
| 2016-07-19 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2016-07-19 | |
| 2016-07-19 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2016-07-19 | |
| 2016-07-19 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2016-07-19 | |
| 2016-07-19 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2016-07-19 | |
| 2016-07-19 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2016-07-19 | |
| 2016-07-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-18 | |
| 2016-07-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-18 | |
| 2016-07-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2016-07-18 | |
| 2016-07-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2016-07-18 | |
| 2016-07-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2016-07-18 | |
| 2016-07-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2016-07-18 | |
| 2016-07-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2016-07-18 | |
| 2016-07-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2016-07-18 | |
| 2016-07-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2016-07-18 | |
| 2016-07-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2016-07-18 | |
| 2016-07-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2016-07-18 | |
| 2016-07-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2016-07-18 |