DETERMINE, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-18: Reporting owner MILLER LLOYD I III; Form 4; Security Warrant; Transaction Holding.
- 2015-12-18: Reporting owner MILLER LLOYD I III; Form 4; Security Warrant; Transaction Holding.
- 2015-12-18: Reporting owner MILLER LLOYD I III; Form 4; Security Warrant; Transaction Holding.
- 2015-12-18: Reporting owner MILLER LLOYD I III; Form 4; Security Warrant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-12-18 | |
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-12-18 | |
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-12-18 | |
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2015-12-18 | |
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2015-12-18 | |
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2015-12-18 | |
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2015-12-18 | |
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2015-12-18 | |
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2015-12-18 | |
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2015-12-18 | |
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2015-12-18 | |
| 2015-12-18 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2015-12-18 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-12-14 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-12-14 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-12-14 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2015-12-14 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2015-12-14 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2015-12-14 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2015-12-14 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2015-12-14 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2015-12-14 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2015-12-14 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2015-12-14 | |
| 2015-12-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2015-12-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-09-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-09-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-09-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2015-09-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2015-09-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2015-09-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2015-09-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2015-09-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2015-09-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2015-09-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2015-09-14 | |
| 2015-09-14 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2015-09-14 | |
| 2015-09-09 holding as of filing | Brodsky Michael Director, Officer (Executive Chairman) | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vajra Fund I, L.P. | Holding | 39,171 owned after | no price filed | 2015-09-09 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-06-12 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-06-12 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-06-12 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2015-06-12 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2015-06-12 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2015-06-12 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2015-06-12 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2015-06-12 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2015-06-12 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2015-06-12 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2015-06-12 | |
| 2015-06-12 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2015-06-12 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-05-07 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-05-07 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 0 owned after | $6.00 exercise price | 2015-05-07 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 79,787 owned after | $6.00 exercise price | 2015-05-07 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 49,401 owned after | $7.00 exercise price | 2015-05-07 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 13,722 owned after | $7.00 exercise price | 2015-05-07 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 74,102 owned after | $7.00 exercise price | 2015-05-07 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 57,558 owned after | $7.00 exercise price | 2015-05-07 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 15,988 owned after | $7.00 exercise price | 2015-05-07 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 86,338 owned after | $7.00 exercise price | 2015-05-07 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 40,894 owned after | $7.75 exercise price | 2015-05-07 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 11,359 owned after | $7.75 exercise price | 2015-05-07 | |
| 2015-05-07 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · (m) | Holding | 61,342 owned after | $7.75 exercise price | 2015-05-07 | |
| 2015-05-05 | Brodsky Michael Director, Officer (Chief Executive Officer) | 4 | Warrant to Purchase Common Stock Derivative · Indirect · By Vajra Fund I, L.P. | P Open market or private purchase of non-derivative or derivative security | +15,957 39,171 owned after | $6.00 exercise price | 2015-05-07 | |
| 2015-05-05 | CASEY MICHAEL J Director | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,659 12,659 owned after | $6.00 exercise price | 2015-05-07 | |
| 2015-05-05 | Mathieu Blaine Director, Officer (Chief Executive Officer) | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,659 189,638 owned after | $6.00 exercise price | 2015-05-07 | |
| 2015-05-05 | Spartz Todd Officer (Chief Financial Officer) | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,063 1,063 owned after | $6.00 exercise price | 2015-05-07 | |
| 2015-05-05 | Howe Alan B Director | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,659 17,659 owned after | $6.00 exercise price | 2015-05-07 | |
| 2015-02-10 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · By Trust A-4 - Lloyd I. Miller | Holding | 49,401 owned after | $7.00 exercise price | 2015-02-10 | |
| 2015-02-10 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · By Milgrat (D10) | Holding | 13,722 owned after | $7.00 exercise price | 2015-02-10 | |
| 2015-02-10 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · By Milfam II L.P. | Holding | 74,102 owned after | $7.00 exercise price | 2015-02-10 | |
| 2015-02-10 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · By Trust A-4 - Lloyd I. Miller | Holding | 57,558 owned after | $7.00 exercise price | 2015-02-10 | |
| 2015-02-10 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · By Milgrat (D10) | Holding | 15,988 owned after | $7.00 exercise price | 2015-02-10 | |
| 2015-02-10 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · By Milfam II L.P. | Holding | 86,338 owned after | $7.00 exercise price | 2015-02-10 | |
| 2015-02-10 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · By Trust A-4 - Lloyd I. Miller | Holding | 40,894 owned after | $7.75 exercise price | 2015-02-10 | |
| 2015-02-10 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · By Milgrat (D10) | Holding | 11,359 owned after | $7.75 exercise price | 2015-02-10 | |
| 2015-02-10 holding as of filing | MILLER LLOYD I III 10% Owner | 4 | Series A Warrant Derivative · Indirect · By Milfam II L.P. | Holding | 61,342 owned after | $7.75 exercise price | 2015-02-10 | |
| 2015-02-06 | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +79,787 79,787 owned after | $6.00 exercise price | 2015-02-10 | |
| 2015-02-06 | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +79,787 79,787 owned after | $6.00 exercise price | 2015-02-10 | |
| 2015-02-06 | MILLER LLOYD I III 10% Owner | 4 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +79,787 79,787 owned after | $6.00 exercise price | 2015-02-10 |