CYAN INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-03: Reporting owner Howard Matthew D. | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VI A LP | NORWEST VENTURE PARTNERS VII-A L P | Crowe Jeffrey; Form 4; Security Common Stock Warrants (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2015-08-03: Reporting owner Howard Matthew D. | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VI A LP | NORWEST VENTURE PARTNERS VII-A L P | Crowe Jeffrey; Form 4; Security Common Stock Warrants (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2015-08-03: Reporting owner HAQUE PROMOD; Form 4; Security Common Stock Warrants (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2015-08-03: Reporting owner HAQUE PROMOD; Form 4; Security Common Stock Warrants (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-03 | Howard Matthew D. | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VI A LP | NORWEST VENTURE PARTNERS VII-A L P | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −900,000 0 owned after | $3.62 exercise price | 2015-08-05 | |
| 2015-08-03 | Howard Matthew D. | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VI A LP | NORWEST VENTURE PARTNERS VII-A L P | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −1,575,000 0 owned after | $3.62 exercise price | 2015-08-05 | |
| 2015-08-03 | HAQUE PROMOD Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See Footnote | X Exercise of in-the-money or at-the-money derivative security | −900,000 0 owned after | $3.62 exercise price | 2015-08-05 | |
| 2015-08-03 | HAQUE PROMOD Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See Footnote | X Exercise of in-the-money or at-the-money derivative security | −1,575,000 0 owned after | $3.62 exercise price | 2015-08-05 | |
| 2015-08-03 | Hatfield Michael L Director, Officer (President) | 4 | Common Stock Warrants (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −900,000 0 owned after | $3.62 exercise price | 2015-08-03 | |
| 2015-08-03 | FLOYD MARK A Director, Officer (CEO & Chairman) | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −450,000 0 owned after | $3.62 exercise price | 2015-08-03 | |
| 2014-12-12 | HAQUE PROMOD Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,575,000 1,575,000 owned after | $3.62 exercise price | 2014-12-16 | |
| 2014-12-12 | HAQUE PROMOD Director, 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | $3.62 exercise price | 2014-12-16 | ||
| 2014-12-12 | NORWEST VENTURE PARTNERS VI A LP | Howard Matthew D. | NORWEST VENTURE PARTNERS X L P | Crowe Jeffrey | NORWEST VENTURE PARTNERS VII-A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | −1,575,000 1,575,000 owned after | $3.62 exercise price | 2014-12-16 | |
| 2014-12-12 | NORWEST VENTURE PARTNERS VI A LP | Howard Matthew D. | NORWEST VENTURE PARTNERS X L P | Crowe Jeffrey | NORWEST VENTURE PARTNERS VII-A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | $3.62 exercise price | 2014-12-16 | ||
| 2014-12-12 | Hatfield Michael L Director, Officer (President) | 4 | Common Stock Warrants (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 900,000 owned after | $3.62 exercise price | 2014-12-15 | |
| 2014-12-12 | FLOYD MARK A Director, Officer (CEO and Chairman of the Board) | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · . | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $3.62 exercise price | 2014-12-15 | ||
| 2013-05-14 | Ferris Paul Director | 4 | Warrant (right to buy) Derivative · Indirect · See footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −208,916 0 owned after | $2.45 exercise price | 2013-05-16 | |
| 2013-05-14 | Ferris Paul Director | 4 | Warrant (right to buy) Derivative · Indirect · See footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,794 0 owned after | $2.45 exercise price | 2013-05-16 | |
| 2013-05-14 | Azure Entrepreneurs II L P | Azure Capital Partners II LP | Azure Capital Partners VC Administrators II, L.P. | Azure Capital Partners, Inc. | Azure Parent, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −208,916 0 owned after | $2.45 exercise price | 2013-05-16 | |
| 2013-05-14 | Azure Entrepreneurs II L P | Azure Capital Partners II LP | Azure Capital Partners VC Administrators II, L.P. | Azure Capital Partners, Inc. | Azure Parent, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,794 0 owned after | $2.45 exercise price | 2013-05-16 |