CYAN INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows, 40 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-03: Reporting owner SWITZ ROBERT E; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-08-03: Reporting owner RANSOM NIEL; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-08-03: Reporting owner BOUSTRIDGE MICHAEL; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-08-03: Reporting owner BOUSTRIDGE MICHAEL; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-03 | SWITZ ROBERT E Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,685 0 owned after | $2.35 exercise price | 2015-08-03 | |
| 2015-08-03 | RANSOM NIEL Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,685 0 owned after | $0.86 exercise price | 2015-08-03 | |
| 2015-08-03 | BOUSTRIDGE MICHAEL Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,685 0 owned after | $3.20 exercise price | 2015-08-03 | |
| 2015-08-03 | BOUSTRIDGE MICHAEL Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $8.31 exercise price | 2015-08-03 | |
| 2015-08-03 | Siegel Kenneth M Officer (VP & General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $3.20 exercise price | 2015-08-03 | |
| 2015-08-03 | Siegel Kenneth M Officer (VP & General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $11.00 exercise price | 2015-08-03 | |
| 2015-08-03 | Ross Jeffrey G Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | $4.22 exercise price | 2015-08-03 | |
| 2015-08-03 | Pradels Scott A Officer (Vice President of Engineering) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.35 exercise price | 2015-08-03 | |
| 2015-08-03 | Pradels Scott A Officer (Vice President of Engineering) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $2.35 exercise price | 2015-08-03 | |
| 2015-08-03 | Pradels Scott A Officer (Vice President of Engineering) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −365,000 0 owned after | $3.20 exercise price | 2015-08-03 | |
| 2015-08-03 | HAMILTON JAMES A Officer (SVP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −356,250 0 owned after | $8.31 exercise price | 2015-08-03 | |
| 2015-08-03 | Foust Norman L Officer (Vice President of Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $0.10 exercise price | 2015-08-03 | |
| 2015-08-03 | Foust Norman L Officer (Vice President of Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.35 exercise price | 2015-08-03 | |
| 2015-08-03 | Foust Norman L Officer (Vice President of Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.54 exercise price | 2015-08-03 | |
| 2015-08-03 | Foust Norman L Officer (Vice President of Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $3.20 exercise price | 2015-08-03 | |
| 2015-08-03 | Hatfield Michael L Director, Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $2.35 exercise price | 2015-08-03 | |
| 2015-08-03 | Hatfield Michael L Director, Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | $3.20 exercise price | 2015-08-03 | |
| 2015-08-03 | FLOYD MARK A Director, Officer (CEO & Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,685 0 owned after | $0.42 exercise price | 2015-08-03 | |
| 2015-08-03 | FLOYD MARK A Director, Officer (CEO & Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.54 exercise price | 2015-08-03 | |
| 2015-08-03 | FLOYD MARK A Director, Officer (CEO & Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,517,874 0 owned after | $2.67 exercise price | 2015-08-03 | |
| 2015-08-03 | FLOYD MARK A Director, Officer (CEO & Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −320,000 0 owned after | $10.37 exercise price | 2015-08-03 | |
| 2014-03-28 | Ross Jeffrey G Officer (CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $4.22 exercise price | 2014-03-31 | |
| 2013-05-08 | Siegel Kenneth M Officer (VP & General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $11.00 exercise price | 2013-05-10 | |
| 2013-05-08 holding as of filing | SWITZ ROBERT E Director | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $2.35 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | RANSOM NIEL Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.86 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | BOUSTRIDGE MICHAEL Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | BOUSTRIDGE MICHAEL Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $8.31 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | ZELLNER MICHAEL W Officer (VP and Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.31 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Siegel Kenneth M Officer (VP and General Counsel) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Pradels Scott A Officer (VP Engineering) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.35 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Pradels Scott A Officer (VP Engineering) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | HAMILTON JAMES A Officer (SVP, Worldwide Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.31 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Foust Norman L Officer (VP, Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.10 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Foust Norman L Officer (VP, Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.35 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Foust Norman L Officer (VP, Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.54 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Foust Norman L Officer (VP, Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Hatfield Michael L Director, Officer (President) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.20 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | FLOYD MARK A Director, Officer (CEO and Chairman of the Board) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.42 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | FLOYD MARK A Director, Officer (CEO and Chairman of the Board) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.54 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | FLOYD MARK A Director, Officer (CEO and Chairman of the Board) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.67 exercise price | 2013-05-08 |