CYAN INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 81 rows, 81 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-14: Reporting owner Ferris Paul; Form 4; Security Series C Preferred Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-05-14: Reporting owner Ferris Paul; Form 4; Security Series C Preferred Stock; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2013-05-14: Reporting owner Ferris Paul; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2013-05-14: Reporting owner Ferris Paul; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-14 | Ferris Paul Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +208,916 1,253,497 owned after | $2.45 exercise price | 2013-05-16 | |
| 2013-05-14 | Ferris Paul Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnotes | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −46,462 1,207,035 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Ferris Paul Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −2,184,922 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Ferris Paul Director | 4 | Series B Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −1,365,691 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Ferris Paul Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −1,207,035 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Ferris Paul Director | 4 | Series D Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −567,141 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Ferris Paul Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +26,794 160,763 owned after | $2.45 exercise price | 2013-05-16 | |
| 2013-05-14 | Ferris Paul Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnotes | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −5,959 154,804 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Ferris Paul Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −280,219 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Ferris Paul Director | 4 | Series B Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −175,152 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Ferris Paul Director | 4 | Series C Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −154,804 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Ferris Paul Director | 4 | Series D Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −72,737 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Azure Entrepreneurs II L P | Azure Capital Partners II LP | Azure Capital Partners VC Administrators II, L.P. | Azure Capital Partners, Inc. | Azure Parent, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +208,916 1,253,497 owned after | $2.45 exercise price | 2013-05-16 | |
| 2013-05-14 | Azure Entrepreneurs II L P | Azure Capital Partners II LP | Azure Capital Partners VC Administrators II, L.P. | Azure Capital Partners, Inc. | Azure Parent, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnotes | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −46,462 1,207,035 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Azure Entrepreneurs II L P | Azure Capital Partners II LP | Azure Capital Partners VC Administrators II, L.P. | Azure Capital Partners, Inc. | Azure Parent, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −2,184,922 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Azure Entrepreneurs II L P | Azure Capital Partners II LP | Azure Capital Partners VC Administrators II, L.P. | Azure Capital Partners, Inc. | Azure Parent, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −1,365,691 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Azure Entrepreneurs II L P | Azure Capital Partners II LP | Azure Capital Partners VC Administrators II, L.P. | Azure Capital Partners, Inc. | Azure Parent, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −1,207,035 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Azure Entrepreneurs II L P | Azure Capital Partners II LP | Azure Capital Partners VC Administrators II, L.P. | Azure Capital Partners, Inc. | Azure Parent, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −567,141 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Azure Entrepreneurs II L P | Azure Capital Partners II LP | Azure Capital Partners VC Administrators II, L.P. | Azure Capital Partners, Inc. | Azure Parent, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +26,794 160,763 owned after | $2.45 exercise price | 2013-05-16 | |
| 2013-05-14 | Azure Entrepreneurs II L P | Azure Capital Partners II LP | Azure Capital Partners VC Administrators II, L.P. | Azure Capital Partners, Inc. | Azure Parent, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnotes | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −5,959 154,804 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Azure Entrepreneurs II L P | Azure Capital Partners II LP | Azure Capital Partners VC Administrators II, L.P. | Azure Capital Partners, Inc. | Azure Parent, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −280,219 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Azure Entrepreneurs II L P | Azure Capital Partners II LP | Azure Capital Partners VC Administrators II, L.P. | Azure Capital Partners, Inc. | Azure Parent, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −175,152 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Azure Entrepreneurs II L P | Azure Capital Partners II LP | Azure Capital Partners VC Administrators II, L.P. | Azure Capital Partners, Inc. | Azure Parent, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −154,804 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Azure Entrepreneurs II L P | Azure Capital Partners II LP | Azure Capital Partners VC Administrators II, L.P. | Azure Capital Partners, Inc. | Azure Parent, L.L.C. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −72,737 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VII-A L P | Howard Matthew D. | HAQUE PROMOD | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −2,465,141 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VII-A L P | Howard Matthew D. | HAQUE PROMOD | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −2,657,074 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VII-A L P | Howard Matthew D. | HAQUE PROMOD | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Warrant (right to buy) Derivative · Indirect · By Limited Partnership | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −317,713 0 owned after | $2.45 exercise price | 2013-05-16 | |
| 2013-05-14 | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VII-A L P | Howard Matthew D. | HAQUE PROMOD | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +317,713 1,986,280 owned after | $2.45 exercise price | 2013-05-16 | |
| 2013-05-14 | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VII-A L P | Howard Matthew D. | HAQUE PROMOD | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −1,986,280 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VII-A L P | Howard Matthew D. | HAQUE PROMOD | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −1,215,404 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VII-A L P | Howard Matthew D. | HAQUE PROMOD | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −1,700,869 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VII-A L P | Howard Matthew D. | HAQUE PROMOD | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −417,771 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VII-A L P | Howard Matthew D. | HAQUE PROMOD | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | C Conversion of derivative security | −641,560 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | SWITZ ROBERT E Director | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −55,223 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | SWITZ ROBERT E Director | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −9,366 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Hatfield Michael L Director, Officer (President) | 4 | Series A Convertible Preferred Warrant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,924 0 owned after | $1.30 exercise price | 2013-05-16 | |
| 2013-05-14 | Hatfield Michael L Director, Officer (President) | 4 | Series A Convertible Preferred Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +53,924 415,991 owned after | $1.30 exercise price | 2013-05-16 | |
| 2013-05-14 | Hatfield Michael L Director, Officer (President) | 4 | Series A Convertible Preferred Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −6,365 409,626 owned after | $11.00 exercise price | 2013-05-16 | |
| 2013-05-14 | Hatfield Michael L Director, Officer (President) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −409,626 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Hatfield Michael L Director, Officer (President) | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −476,332 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Hatfield Michael L Director, Officer (President) | 4 | Series C Convertible Preferred Warrant (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,331 0 owned after | $2.45 exercise price | 2013-05-16 | |
| 2013-05-14 | Hatfield Michael L Director, Officer (President) | 4 | Series C Convertible Preferred Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +49,331 295,986 owned after | $2.45 exercise price | 2013-05-16 | |
| 2013-05-14 | Hatfield Michael L Director, Officer (President) | 4 | Series C Convertible Preferred Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −10,971 285,015 owned after | $11.00 exercise price | 2013-05-16 | |
| 2013-05-14 | Hatfield Michael L Director, Officer (President) | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −285,015 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-14 | Hatfield Michael L Director, Officer (President) | 4 | Series E Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −388,602 0 owned after | $0.00 | 2013-05-16 | |
| 2013-05-08 holding as of filing | Azure Parent, L.L.C. | Azure Capital Partners II LP | Azure Capital Partners, Inc. | Azure Entrepreneurs II L P | Azure Capital Partners VC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Azure Parent, L.L.C. | Azure Capital Partners II LP | Azure Capital Partners, Inc. | Azure Entrepreneurs II L P | Azure Capital Partners VC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Azure Parent, L.L.C. | Azure Capital Partners II LP | Azure Capital Partners, Inc. | Azure Entrepreneurs II L P | Azure Capital Partners VC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Azure Parent, L.L.C. | Azure Capital Partners II LP | Azure Capital Partners, Inc. | Azure Entrepreneurs II L P | Azure Capital Partners VC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Azure Parent, L.L.C. | Azure Capital Partners II LP | Azure Capital Partners, Inc. | Azure Entrepreneurs II L P | Azure Capital Partners VC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Azure Parent, L.L.C. | Azure Capital Partners II LP | Azure Capital Partners, Inc. | Azure Entrepreneurs II L P | Azure Capital Partners VC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Azure Parent, L.L.C. | Azure Capital Partners II LP | Azure Capital Partners, Inc. | Azure Entrepreneurs II L P | Azure Capital Partners VC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Azure Parent, L.L.C. | Azure Capital Partners II LP | Azure Capital Partners, Inc. | Azure Entrepreneurs II L P | Azure Capital Partners VC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Azure Parent, L.L.C. | Azure Capital Partners II LP | Azure Capital Partners, Inc. | Azure Entrepreneurs II L P | Azure Capital Partners VC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series C Preferred Warrants (right to buy) Derivative · Indirect · See Footnotes | Holding | $2.45 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Azure Parent, L.L.C. | Azure Capital Partners II LP | Azure Capital Partners, Inc. | Azure Entrepreneurs II L P | Azure Capital Partners VC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series C Preferred Warrants (right to buy) Derivative · Indirect · See Footnotes | Holding | $2.45 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Ferris Paul Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Ferris Paul Director | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Ferris Paul Director | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Ferris Paul Director | 3 | Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Ferris Paul Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Ferris Paul Director | 3 | Series B Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Ferris Paul Director | 3 | Series C Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Ferris Paul Director | 3 | Series D Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Ferris Paul Director | 3 | Series C Preferred Warrants (right to buy) Derivative · Indirect · See Footnotes | Holding | $2.45 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Ferris Paul Director | 3 | Series C Preferred Warrants (right to buy) Derivative · Indirect · See Footnotes | Holding | $2.45 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | HAQUE PROMOD | Howard Matthew D. | NORWEST VENTURE PARTNERS VII-A L P | NORWEST VENTURE PARTNERS X L P | Crowe Jeffrey Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | HAQUE PROMOD | Howard Matthew D. | NORWEST VENTURE PARTNERS VII-A L P | NORWEST VENTURE PARTNERS X L P | Crowe Jeffrey Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | HAQUE PROMOD | Howard Matthew D. | NORWEST VENTURE PARTNERS VII-A L P | NORWEST VENTURE PARTNERS X L P | Crowe Jeffrey Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | HAQUE PROMOD | Howard Matthew D. | NORWEST VENTURE PARTNERS VII-A L P | NORWEST VENTURE PARTNERS X L P | Crowe Jeffrey Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | HAQUE PROMOD | Howard Matthew D. | NORWEST VENTURE PARTNERS VII-A L P | NORWEST VENTURE PARTNERS X L P | Crowe Jeffrey Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | HAQUE PROMOD | Howard Matthew D. | NORWEST VENTURE PARTNERS VII-A L P | NORWEST VENTURE PARTNERS X L P | Crowe Jeffrey Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | HAQUE PROMOD | Howard Matthew D. | NORWEST VENTURE PARTNERS VII-A L P | NORWEST VENTURE PARTNERS X L P | Crowe Jeffrey Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Warrant (right to buy) Derivative · Indirect · By Limited Partnership | Holding | $2.45 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | HAQUE PROMOD | Howard Matthew D. | NORWEST VENTURE PARTNERS VII-A L P | NORWEST VENTURE PARTNERS X L P | Crowe Jeffrey Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · By Limited Partnership | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | SWITZ ROBERT E Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | SWITZ ROBERT E Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Hatfield Michael L Director, Officer (President) | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Hatfield Michael L Director, Officer (President) | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Hatfield Michael L Director, Officer (President) | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Hatfield Michael L Director, Officer (President) | 3 | Series E Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Hatfield Michael L Director, Officer (President) | 3 | Series A Convertible Preferred Warrant (right to buy) Derivative · Direct | Holding | $1.30 exercise price | 2013-05-08 | ||
| 2013-05-08 holding as of filing | Hatfield Michael L Director, Officer (President) | 3 | Series E Convertible Preferred Warrant (right to buy) Derivative · Direct | Holding | $2.45 exercise price | 2013-05-08 |