CYAN INC Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-03: Reporting owner Howard Matthew D. | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VI A LP | NORWEST VENTURE PARTNERS VII-A L P | Crowe Jeffrey; Form 4; Security 8% Convertible Note Due 2019; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-08-03: Reporting owner Howard Matthew D. | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VI A LP | NORWEST VENTURE PARTNERS VII-A L P | Crowe Jeffrey; Form 4; Security 8% Convertible Note Due 2019; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-08-03: Reporting owner HAQUE PROMOD; Form 4; Security 8% Convertible Note due 2019; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-08-03: Reporting owner HAQUE PROMOD; Form 4; Security 8% Convertible Note due 2019; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-03 | Howard Matthew D. | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VI A LP | NORWEST VENTURE PARTNERS VII-A L P | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | 8% Convertible Note Due 2019 Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000,000 0 owned after | $2.44 exercise price | 2015-08-05 | |
| 2015-08-03 | Howard Matthew D. | NORWEST VENTURE PARTNERS X L P | NORWEST VENTURE PARTNERS VI A LP | NORWEST VENTURE PARTNERS VII-A L P | Crowe Jeffrey 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | 8% Convertible Note Due 2019 Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000,000 0 owned after | $2.44 exercise price | 2015-08-05 | |
| 2015-08-03 | HAQUE PROMOD Director, 10% Owner | 4 | 8% Convertible Note due 2019 Derivative · Indirect · See Footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000,000 0 owned after | $2.44 exercise price | 2015-08-05 | |
| 2015-08-03 | HAQUE PROMOD Director, 10% Owner | 4 | 8% Convertible Note due 2019 Derivative · Indirect · See Footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000,000 0 owned after | $2.44 exercise price | 2015-08-05 | |
| 2015-08-03 | Hatfield Michael L Director, Officer (President) | 4 | 8% Convertible Notes due 2019 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000,000 0 owned after | $2.44 exercise price | 2015-08-03 | |
| 2015-08-03 | FLOYD MARK A Director, Officer (CEO & Chairman) | 4 | 8% Convertible Notes due 2019 Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000,000 0 owned after | $2.44 exercise price | 2015-08-03 | |
| 2014-12-12 | HAQUE PROMOD Director, 10% Owner | 4 | 8% Convertible Notes due 2019 Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +900,000 900,000 owned after | $2.44 exercise price | 2014-12-16 | |
| 2014-12-12 | HAQUE PROMOD Director, 10% Owner | 4 | 8% Convertible Notes due 2019 Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | $2.44 exercise price | 2014-12-16 | ||
| 2014-12-12 | NORWEST VENTURE PARTNERS VI A LP | Howard Matthew D. | NORWEST VENTURE PARTNERS X L P | Crowe Jeffrey | NORWEST VENTURE PARTNERS VII-A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | 8% Convertible Notes due 2019 Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | −900,000 900,000 owned after | $2.44 exercise price | 2014-12-16 | |
| 2014-12-12 | NORWEST VENTURE PARTNERS VI A LP | Howard Matthew D. | NORWEST VENTURE PARTNERS X L P | Crowe Jeffrey | NORWEST VENTURE PARTNERS VII-A L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | 8% Convertible Notes due 2019 Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | $2.44 exercise price | 2014-12-16 | ||
| 2014-12-12 | Hatfield Michael L Director, Officer (President) | 4 | 8% Convertible Notes due 2019 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +900,000 4,000,000 owned after | $2.44 exercise price | 2014-12-15 | |
| 2014-12-12 | FLOYD MARK A Director, Officer (CEO and Chairman of the Board) | 4 | 8% Convertible Notes due 2019 Derivative · Indirect · . | P Open market or private purchase of non-derivative or derivative security | +450,000 450,000 owned after | $2.44 exercise price | 2014-12-15 |