COMVERGE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-07-08: Reporting owner MOFFITT STEVEN; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2010-06-23: Reporting owner CAMINO CHRISTOPHER; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2010-03-18: Reporting owner Ungerer Scott B; Form 3/A; Security Stock Options; Transaction Holding.
- 2010-03-18: Reporting owner Ungerer Scott B; Form 3/A; Security Stock Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-07-08 holding as of filing | MOFFITT STEVEN Officer (EVP of Engineering/Ops.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.96 exercise price | 2010-07-08 | ||
| 2010-06-23 holding as of filing | CAMINO CHRISTOPHER Officer (EVP & Chief Marketing Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.70 exercise price | 2010-06-23 | ||
| 2010-03-18 holding as of filing | Ungerer Scott B Director | 3/A | Stock Options Derivative · Direct | Holding | $11.76 exercise price | 2010-03-18 | ||
| 2010-03-18 holding as of filing | Ungerer Scott B Director | 3/A | Stock Options Derivative · Direct | Holding | $0.58 exercise price | 2010-03-18 | ||
| 2010-03-18 holding as of filing | Ungerer Scott B Director | 3/A | Stock Options Derivative · Direct | Holding | $0.74 exercise price | 2010-03-18 | ||
| 2010-03-18 holding as of filing | Ungerer Scott B Director | 3/A | Stock Options Derivative · Direct | Holding | $4.00 exercise price | 2010-03-18 | ||
| 2010-03-18 holding as of filing | Ungerer Scott B Director | 3/A | Stock Options Derivative · Direct | Holding | $23.54 exercise price | 2010-03-18 | ||
| 2010-03-04 | PICCHI MICHAEL Director, Officer (Exec. VP and CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,856 48,856 owned after | $10.39 exercise price | 2010-03-08 | |
| 2010-03-04 | Myszka Edward J Officer (Exec. VP and COO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,891 50,891 owned after | $10.39 exercise price | 2010-03-08 | |
| 2010-03-04 | Smith Matthew Harnden Officer (EVP & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,749 42,749 owned after | $10.39 exercise price | 2010-03-08 | |
| 2010-03-04 | Vos Arthur IV Officer (Exec. VP and CTO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,937 16,937 owned after | $10.39 exercise price | 2010-03-08 | |
| 2010-02-18 | YOUNG R BLAKE Director, Officer (Pres. & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +368,000 368,000 owned after | $10.23 exercise price | 2010-02-22 |