COMVERGE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-05-15: Reporting owner Ungerer Scott B; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-05-15: Reporting owner Vos Arthur IV; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-03-21: Reporting owner ELLIS DAVID D; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2012-03-21: Reporting owner ELLIS DAVID D; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-05-15 | Ungerer Scott B Other (Former Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,750 0 owned after | $1.01 | 2012-05-17 | |
| 2012-05-15 | Vos Arthur IV Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,235 0 owned after | $0.93 | 2012-05-17 | |
| 2012-03-21 holding as of filing | ELLIS DAVID D Officer (Managing Director-Int'l.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $34.23 exercise price | 2012-03-21 | ||
| 2012-03-21 holding as of filing | ELLIS DAVID D Officer (Managing Director-Int'l.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $32.96 exercise price | 2012-03-21 | ||
| 2012-03-21 holding as of filing | ELLIS DAVID D Officer (Managing Director-Int'l.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.30 exercise price | 2012-03-21 | ||
| 2012-03-21 holding as of filing | ELLIS DAVID D Officer (Managing Director-Int'l.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.39 exercise price | 2012-03-21 | ||
| 2012-03-21 holding as of filing | ELLIS DAVID D Officer (Managing Director-Int'l.) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.55 exercise price | 2012-03-21 | ||
| 2012-03-20 holding as of filing | HUNT GEORGE Officer (SVP-C&I Sales) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $34.23 exercise price | 2012-03-20 | ||
| 2012-03-20 holding as of filing | HUNT GEORGE Officer (SVP-C&I Sales) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $32.96 exercise price | 2012-03-20 | ||
| 2012-03-20 holding as of filing | HUNT GEORGE Officer (SVP-C&I Sales) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.30 exercise price | 2012-03-20 | ||
| 2012-03-20 holding as of filing | HUNT GEORGE Officer (SVP-C&I Sales) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.39 exercise price | 2012-03-20 | ||
| 2012-03-20 holding as of filing | HUNT GEORGE Officer (SVP-C&I Sales) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.55 exercise price | 2012-03-20 |