COMVERGE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 58 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-15: Reporting owner Chiste Robert M; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-12-09: Reporting owner Chiste Robert M; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-12-09: Reporting owner Chiste Robert M; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-11-25: Reporting owner Chiste Robert M; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-15 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $0.58 exercise price | 2008-12-17 | |
| 2008-12-09 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,291 57,165 owned after | $0.82 exercise price | 2008-12-10 | |
| 2008-12-09 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −239 958 owned after | $0.82 exercise price | 2008-12-10 | |
| 2008-11-25 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,965 9,828 owned after | $3.18 exercise price | 2008-11-25 | |
| 2008-11-20 | PICCHI MICHAEL Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 15,625 owned after | $0.82 exercise price | 2008-11-21 | |
| 2008-10-02 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $0.58 exercise price | 2008-10-06 | |
| 2008-10-02 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −240 1,197 owned after | $0.82 exercise price | 2008-10-06 | |
| 2008-10-02 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,291 71,456 owned after | $0.82 exercise price | 2008-10-06 | |
| 2008-10-02 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,965 11,793 owned after | $3.18 exercise price | 2008-10-06 | |
| 2008-08-14 | MCCULLOUGH ROBERT F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 4,375 owned after | $4.00 exercise price | 2008-08-18 | |
| 2008-08-13 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $4.00 exercise price | 2008-08-15 | |
| 2008-08-13 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $0.82 exercise price | 2008-08-15 | |
| 2008-08-13 | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −469 0 owned after | $2.40 exercise price | 2008-08-15 | |
| 2008-08-13 | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,282 2,187 owned after | $0.58 exercise price | 2008-08-15 | |
| 2008-08-13 | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,617 9,234 owned after | $0.82 exercise price | 2008-08-15 | |
| 2008-08-13 | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −312 1,406 owned after | $4.00 exercise price | 2008-08-15 | |
| 2008-07-08 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $0.58 exercise price | 2008-07-10 | |
| 2008-07-08 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,292 85,747 owned after | $0.82 exercise price | 2008-07-10 | |
| 2008-07-08 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −239 1,437 owned after | $0.82 exercise price | 2008-07-10 | |
| 2008-07-08 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,966 13,758 owned after | $3.18 exercise price | 2008-07-10 | |
| 2008-05-07 | YOUNG R BLAKE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,386 4,386 owned after | $13.68 exercise price | 2008-05-09 | |
| 2008-05-07 | MCCULLOUGH ROBERT F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,386 4,386 owned after | $13.68 exercise price | 2008-05-09 | |
| 2008-05-07 | GREALIS WILLIAM J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,386 4,386 owned after | $13.68 exercise price | 2008-05-09 | |
| 2008-05-07 | Dreyer Alec Gilbert Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,386 4,386 owned after | $13.68 exercise price | 2008-05-09 | |
| 2008-05-07 | Brownell Nora Mead Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,386 4,386 owned after | $13.68 exercise price | 2008-05-09 | |
| 2008-03-26 | GREALIS WILLIAM J Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,687 1,563 owned after | $3.18 exercise price | 2008-03-28 | |
| 2008-03-26 | GREALIS WILLIAM J Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,406 1,407 owned after | $8.00 exercise price | 2008-03-28 | |
| 2008-03-20 | Brownell Nora Mead Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,417 5,320 owned after | $10.34 exercise price | 2008-03-24 | |
| 2008-03-17 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $0.58 exercise price | 2008-03-19 | |
| 2008-03-17 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −240 1,676 owned after | $0.82 exercise price | 2008-03-19 | |
| 2008-03-17 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,291 100,039 owned after | $0.82 exercise price | 2008-03-19 | |
| 2008-03-10 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,869 19,869 owned after | $12.40 exercise price | 2008-03-12 | |
| 2008-03-10 | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,733 16,733 owned after | $12.40 exercise price | 2008-03-12 | |
| 2008-03-10 | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,096 12,096 owned after | $12.40 exercise price | 2008-03-12 | |
| 2008-03-10 | Myszka Edward J Officer (Pre & COO-Smart Grid Solutions) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,135 21,135 owned after | $12.40 exercise price | 2008-03-12 | |
| 2008-03-10 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87,852 87,852 owned after | $12.40 exercise price | 2008-03-12 | |
| 2008-03-10 | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,626 28,626 owned after | $12.40 exercise price | 2008-03-12 | |
| 2008-02-28 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 6,250 owned after | $4.00 exercise price | 2008-03-12 | |
| 2008-02-28 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 25,000 owned after | $0.82 exercise price | 2008-03-12 | |
| 2008-02-28 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4/A | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,062 0 owned after | $2.40 exercise price | 2008-03-12 | |
| 2008-02-28 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4/A | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 25,000 owned after | $0.58 exercise price | 2008-03-12 | |
| 2008-02-28 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4/A | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,291 114,330 owned after | $0.82 exercise price | 2008-03-12 | |
| 2008-02-28 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4/A | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −239 1,916 owned after | $0.82 exercise price | 2008-03-12 | |
| 2008-02-28 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4/A | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,861 15,724 owned after | $3.18 exercise price | 2008-03-12 | |
| 2008-02-28 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 6,539 owned after | $4.00 exercise price | 2008-03-03 | |
| 2008-02-28 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 25,000 owned after | $0.41 exercise price | 2008-03-03 | |
| 2008-02-28 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,062 14,063 owned after | $2.40 exercise price | 2008-03-03 | |
| 2008-02-28 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 81,250 owned after | $0.58 exercise price | 2008-03-03 | |
| 2008-02-28 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,291 185,786 owned after | $0.82 exercise price | 2008-03-03 | |
| 2008-02-28 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −239 3,154 owned after | $0.82 exercise price | 2008-03-03 | |
| 2008-02-28 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,861 39,309 owned after | $3.18 exercise price | 2008-03-03 | |
| 2008-01-31 | Dreyer Alec Gilbert Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,292 4,292 owned after | $18.64 exercise price | 2008-02-04 | |
| 2008-01-11 holding as of filing | Smith Matthew Harnden Officer (VP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.58 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Smith Matthew Harnden Officer (VP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.82 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Smith Matthew Harnden Officer (VP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.00 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Smith Matthew Harnden Officer (VP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $18.00 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Smith Matthew Harnden Officer (VP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $32.96 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Smith Matthew Harnden Officer (VP and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $29.06 exercise price | 2008-01-11 |