COMVERGE, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 101 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-10: Reporting owner PICCHI MICHAEL; Form 4/A; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-10: Reporting owner PICCHI MICHAEL; Form 4/A; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-10: Reporting owner Wren Thomas W Jr; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-10: Reporting owner Wren Thomas W Jr; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-10 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −289 9,375 owned after | $4.00 exercise price | 2008-03-12 | |
| 2007-12-10 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,742 18,050 owned after | $18.00 exercise price | 2008-03-12 | |
| 2007-12-10 | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,835 0 owned after | $0.58 exercise price | 2007-12-12 | |
| 2007-12-10 | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,931 9,569 owned after | $0.58 exercise price | 2007-12-12 | |
| 2007-12-10 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,582 200,077 owned after | $0.82 exercise price | 2007-12-12 | |
| 2007-12-10 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −289 27,836 owned after | $4.00 exercise price | 2007-12-12 | |
| 2007-12-10 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,742 24,711 owned after | $18.00 exercise price | 2007-12-12 | |
| 2007-12-06 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 28,125 owned after | $0.82 exercise price | 2008-03-12 | |
| 2007-12-06 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,961 9,664 owned after | $4.00 exercise price | 2008-03-12 | |
| 2007-12-06 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,500 31,250 owned after | $0.58 exercise price | 2008-03-12 | |
| 2007-12-06 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +479 2,155 owned after | $0.82 exercise price | 2008-03-12 | |
| 2007-12-06 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +18,000 139,203 owned after | $0.82 exercise price | 2008-03-12 | |
| 2007-12-06 | Myszka Edward J Officer (Pre & COO-Smart Grid Solutions) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,812 74,914 owned after | $0.74 exercise price | 2007-12-12 | |
| 2007-12-06 | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res) | 4 | tock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,100 0 owned after | $0.58 exercise price | 2007-12-11 | |
| 2007-12-06 | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res) | 4 | tock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,593 3,907 owned after | $0.58 exercise price | 2007-12-11 | |
| 2007-12-06 | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res) | 4 | tock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,900 19,157 owned after | $0.82 exercise price | 2007-12-11 | |
| 2007-12-06 | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res) | 4 | tock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,900 0 owned after | $2.40 exercise price | 2007-12-11 | |
| 2007-12-06 | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res) | 4 | tock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,500 0 owned after | $2.40 exercise price | 2007-12-11 | |
| 2007-12-06 | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res) | 4 | tock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,562 1,563 owned after | $2.62 exercise price | 2007-12-11 | |
| 2007-12-06 | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,187 15,313 owned after | $0.58 exercise price | 2007-12-11 | |
| 2007-12-06 | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,078 21,547 owned after | $0.82 exercise price | 2007-12-11 | |
| 2007-12-06 | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,031 469 owned after | $2.40 exercise price | 2007-12-11 | |
| 2007-12-06 | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $2.40 exercise price | 2007-12-11 | |
| 2007-12-06 | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −781 1,719 owned after | $4.00 exercise price | 2007-12-11 | |
| 2007-12-06 | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,171 8,204 owned after | $18.00 exercise price | 2007-12-11 | |
| 2007-12-06 | Myszka Edward J Officer (Pre & COO-Smart Grid Solutions) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,774 80,726 owned after | $0.74 exercise price | 2007-12-10 | |
| 2007-12-06 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,375 28,125 owned after | $0.41 exercise price | 2007-12-10 | |
| 2007-12-06 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,961 9,664 owned after | $4.00 exercise price | 2007-12-10 | |
| 2007-12-06 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,500 87,500 owned after | $0.58 exercise price | 2007-12-10 | |
| 2007-12-06 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +479 3,393 owned after | $0.82 exercise price | 2007-12-10 | |
| 2007-12-06 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +18,000 210,659 owned after | $0.82 exercise price | 2007-12-10 | |
| 2007-12-06 | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,500 0 owned after | $2.40 exercise price | 2007-12-10 | |
| 2007-12-06 | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 781 owned after | $2.40 exercise price | 2007-12-10 | |
| 2007-12-06 | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,265 7,054 owned after | $0.58 exercise price | 2007-12-10 | |
| 2007-11-23 | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.40 exercise price | 2007-11-27 | |
| 2007-08-08 | Musser Dean W. Officer (Pre&COOofEnerwiseGlob.Tec. Inc) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $32.96 exercise price | 2007-08-10 | |
| 2007-08-08 | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,951 6,951 owned after | $32.96 exercise price | 2007-08-10 | |
| 2007-08-08 | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,476 3,476 owned after | $32.96 exercise price | 2007-08-10 | |
| 2007-08-08 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,476 3,476 owned after | $32.96 exercise price | 2007-08-10 | |
| 2007-07-23 | Musser Dean W. Officer (Pre&COOofEnerwiseGlob.Tec. Inc) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $34.23 exercise price | 2007-07-25 | |
| 2007-06-29 | GREALIS WILLIAM J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −937 2,813 owned after | $8.00 exercise price | 2007-07-03 | |
| 2007-06-29 | GREALIS WILLIAM J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $3.18 exercise price | 2007-07-03 | |
| 2007-05-15 | Brownell Nora Mead Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,349 10,086 owned after | $23.54 exercise price | 2007-05-17 | |
| 2007-05-15 | ELLIS ALEXANDER III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,349 9,849 owned after | $23.54 exercise price | 2007-05-17 | |
| 2007-05-15 | GREALIS WILLIAM J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,349 18,599 owned after | $23.54 exercise price | 2007-05-17 | |
| 2007-05-15 | MCCULLOUGH ROBERT F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,349 17,349 owned after | $23.54 exercise price | 2007-05-17 | |
| 2007-05-15 | MOORE JOHN A Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,349 6,099 owned after | $23.54 exercise price | 2007-05-17 | |
| 2007-05-15 | Ungerer Scott B Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,349 17,349 owned after | $23.54 exercise price | 2007-05-17 | |
| 2007-05-15 | WOODWARD TIMOTHY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,349 17,349 owned after | $23.54 exercise price | 2007-05-17 | |
| 2007-05-15 | YOUNG R BLAKE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,349 18,599 owned after | $23.54 exercise price | 2007-05-17 | |
| 2007-04-18 | Chiste Robert M Director, Officer (Chairman, CEO and President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87,500 87,500 owned after | $0.00 | 2007-04-19 | |
| 2007-04-18 | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,875 26,875 owned after | $18.00 exercise price | 2007-04-19 | |
| 2007-04-18 | Myszka Edward J Officer (Pre & COO-Smart Grid Solutions) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,875 26,875 owned after | $18.00 exercise price | 2007-04-19 | |
| 2007-04-18 | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,792 19,792 owned after | $18.00 exercise price | 2007-04-19 | |
| 2007-04-18 | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,375 9,375 owned after | $18.00 exercise price | 2007-04-19 | |
| 2007-04-18 | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,667 16,667 owned after | $18.00 exercise price | 2007-04-19 | |
| 2007-04-13 holding as of filing | Ungerer Scott B Director, 10% Owner | 3/A | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.29 exercise price | 2007-04-13 | ||
| 2007-04-13 holding as of filing | Ungerer Scott B Director, 10% Owner | 3/A | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.37 exercise price | 2007-04-13 | ||
| 2007-04-13 holding as of filing | Ungerer Scott B Director, 10% Owner | 3/A | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $2.00 exercise price | 2007-04-13 | ||
| 2007-04-12 holding as of filing | NTH POWER TECHNOLOGIES FUND II A LP | NTH POWER TECHNOLOGIES FUND II LP | WOODWARD TIMOTHY Other | Other (6.7 Percent Owner) | Director, 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.29 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | NTH POWER TECHNOLOGIES FUND II A LP | NTH POWER TECHNOLOGIES FUND II LP | WOODWARD TIMOTHY Other | Other (6.7 Percent Owner) | Director, 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.37 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | NTH POWER TECHNOLOGIES FUND II A LP | NTH POWER TECHNOLOGIES FUND II LP | WOODWARD TIMOTHY Other | Other (6.7 Percent Owner) | Director, 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $2.00 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | MOORE JOHN A | ACORN FACTOR, INC. Director, 10% Owner | 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $2.00 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | RockPort Capital Partners, L.P. | ELLIS ALEXANDER III | RP Co-Investment Fund I, L.P. 10% Owner | Director, 10% Owner | 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $0.37 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | RockPort Capital Partners, L.P. | ELLIS ALEXANDER III | RP Co-Investment Fund I, L.P. 10% Owner | Director, 10% Owner | 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | $2.00 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.41 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | PICCHI MICHAEL Officer (Exec. Vice President and CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.00 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | YOUNG R BLAKE Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.00 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | YOUNG R BLAKE Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.00 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Wren Thomas W Jr Officer (Exec. V.P. and General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.00 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.41 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Vos Arthur IV Officer (VP -Marketing, Prod & Strategy) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.00 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Myszka Edward J Officer (Pre & COO-Smart Grid Solutions) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.37 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Myszka Edward J Officer (Pre & COO-Smart Grid Solutions) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.00 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | MCCULLOUGH ROBERT F Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.00 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | GREALIS WILLIAM J Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.00 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | GREALIS WILLIAM J Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.59 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Chiste Robert M Director, Officer (Chairman, CEO and President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Chiste Robert M Director, Officer (Chairman, CEO and President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Chiste Robert M Director, Officer (Chairman, CEO and President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.41 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Chiste Robert M Director, Officer (Chairman, CEO and President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.41 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Chiste Robert M Director, Officer (Chairman, CEO and President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.59 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Chiste Robert M Director, Officer (Chairman, CEO and President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.00 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Brownell Nora Mead Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.17 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res), 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.00 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res), 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.41 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res), 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res), 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.29 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res), 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res), 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.20 exercise price | 2007-04-12 | ||
| 2007-04-12 holding as of filing | Magnotti Frank A Officer (Pre & COO-Altrntve Energy Res), 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.31 exercise price | 2007-04-12 |