COATES INTERNATIONAL LTD \DE\ Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-26: Reporting owner Coates George J.; Form 4; Security Series B Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-12-26: Reporting owner Coates George J.; Form 4; Security Series B Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-12-26: Reporting owner Coates George J.; Form 4; Security Series B Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-12-26: Reporting owner Coates George J.; Form 4; Security Series B Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-26 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 4,979,047 owned after | $0.00 | 2018-12-28 | |
| 2018-12-26 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 5,879,047 owned after | $0.00 | 2018-12-28 | |
| 2018-12-26 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 6,779,047 owned after | $0.00 | 2018-12-28 | |
| 2018-12-26 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 7,679,047 owned after | $0.00 | 2018-12-28 | |
| 2018-12-26 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 8,579,047 owned after | $0.00 | 2018-12-28 | |
| 2018-12-26 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +692,845 9,271,892 owned after | $0.00 | 2018-12-28 | |
| 2018-12-26 | COATES GREGORY G Director, Officer (Secretary and Pres. - Tech Div) | 4 | Series B Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +416,386 701,991 owned after | $0.00 | 2018-12-28 | |
| 2018-12-26 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,597 54,934 owned after | $0.00 | 2018-12-28 | |
| 2018-10-09 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +755,946 9,771,105 owned after | $0.00 | 2018-10-09 | |
| 2018-10-09 | COATES GREGORY G Director, Officer (Secretary and Pres. - Tech Div) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,221 285,605 owned after | $0.00 | 2018-10-09 | |
| 2018-10-09 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,484 22,337 owned after | $0.00 | 2018-10-09 | |
| 2018-09-24 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,636 17,853 owned after | $0.00 | 2018-09-25 | |
| 2018-09-24 | COATES GREGORY G Director, Officer (Secretary and Pres. - Tech Div) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186,954 228,384 owned after | $0.00 | 2018-09-25 | |
| 2018-09-24 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 1,445,342 owned after | $0.00 | 2018-09-25 | |
| 2018-09-24 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 2,345,342 owned after | $0.00 | 2018-09-25 | |
| 2018-09-24 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +669,817 3,015,159 owned after | $0.00 | 2018-09-25 | |
| 2018-07-10 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +193,048 545,342 owned after | $0.00 | 2018-07-12 | |
| 2018-07-10 | COATES GREGORY G Director | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,613 41,430 owned after | $0.00 | 2018-07-12 | |
| 2018-07-10 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,144 3,217 owned after | $0.00 | 2018-07-12 | |
| 2018-05-15 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,019 15,620 owned after | $0.00 | 2018-05-15 | |
| 2018-05-15 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,274 352,294 owned after | $0.00 | 2018-05-15 | |
| 2018-05-15 | COATES GREGORY G Director, Officer (Secretary and Pres. - Tech Div) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,832 26,817 owned after | $0.00 | 2018-05-15 | |
| 2018-05-15 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +547 2,073 owned after | $0.00 | 2018-05-15 | |
| 2018-02-23 | Coates George J. Director, Officer (President and CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,915 260,020 owned after | $0.00 | 2018-02-27 | |
| 2018-02-23 | COATES GREGORY G Director, Officer (Secretary and Pres. Tech. Div.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,702 19,832 owned after | $0.00 | 2018-02-27 | |
| 2018-02-23 | KAYE BARRY C Director, Officer (Treasurer and CFO) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +290 1,526 owned after | $0.00 | 2018-02-27 |