CHANNELADVISOR CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-11-30: Reporting owner Director; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-02-18: Reporting owner Spitz David J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-02-17: Reporting owner Spitz David J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-02-17: Reporting owner Spitz David J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-11-30 | Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,625 0 owned after | $8.64 exercise price | 2021-12-01 | |
| 2021-02-18 | Spitz David J Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −134,637 0 owned after | $10.02 exercise price | 2021-02-18 | |
| 2021-02-17 | Spitz David J Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90 0 owned after | $2.24 exercise price | 2021-02-18 | |
| 2021-02-17 | Spitz David J Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,344 134,637 owned after | $10.02 exercise price | 2021-02-18 | |
| 2021-02-16 | Spitz David J Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,753 90 owned after | $2.24 exercise price | 2021-02-18 | |
| 2021-02-16 | Spitz David J Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −69,019 180,981 owned after | $10.02 exercise price | 2021-02-18 |