CDK GLOBAL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-09: Reporting owner Krzanich Brian M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-11-09: Reporting owner Krzanich Brian M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-02-22: Reporting owner Amar Rajiv K; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-02-21: Reporting owner Mathews Scott L.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-09 | Krzanich Brian M Director, Officer (CEO / President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +147,405 147,405 owned after | $50.77 exercise price | 2018-11-13 | |
| 2018-11-09 | Krzanich Brian M Director, Officer (CEO / President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +152,068 152,068 owned after | $50.77 exercise price | 2018-11-13 | |
| 2018-02-22 | Amar Rajiv K Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,671 891 owned after | $30.13 exercise price | 2018-02-26 | |
| 2018-02-21 | Mathews Scott L. Officer (EVP, North American Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,757 0 owned after | $15.10 exercise price | 2018-02-22 | |
| 2018-02-21 | Mathews Scott L. Officer (EVP, North American Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,757 0 owned after | $20.24 exercise price | 2018-02-22 |