CDK GLOBAL, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows, 28 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-09-08: Reporting owner Packham Neil; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-09-04: Reporting owner Packham Neil; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-08-27: Reporting owner Packham Neil; Form 4; Security Performance Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-08-06: Reporting owner Packham Neil; Form 4; Security Performance Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-09-08 | Packham Neil Officer (President CDK International) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +341 0 owned after | $44.60 exercise price | 2020-09-10 | |
| 2020-09-04 | Packham Neil Officer (President CDK International) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +657 657 owned after | $45.41 exercise price | 2020-09-08 | |
| 2020-08-27 | Packham Neil Officer (President CDK International) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,299 0 owned after | $0.00 | 2020-08-31 | |
| 2020-08-06 | Packham Neil Officer (President CDK International) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,299 2,299 owned after | $0.00 | 2020-08-10 | |
| 2019-09-08 | Packham Neil Officer (President CDK International) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +340 341 owned after | $44.92 exercise price | 2019-09-10 | |
| 2019-09-08 | Packham Neil Officer (President CDK International) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +341 0 owned after | $44.92 exercise price | 2019-09-10 | |
| 2019-09-06 | Packham Neil Officer (President CDK International) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +656 1,314 owned after | $44.92 exercise price | 2019-09-10 | |
| 2019-08-22 | Packham Neil Officer (President CDK International) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,236 0 owned after | $0.00 | 2019-08-26 | |
| 2019-08-07 | Packham Neil Officer (President CDK International) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,236 3,236 owned after | $0.00 | 2019-08-09 | |
| 2018-09-07 | Packham Neil Officer (President CDK International) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −460 0 owned after | $60.86 exercise price | 2018-09-10 | |
| 2018-09-07 | Packham Neil Officer (President CDK International) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −340 341 owned after | $60.86 exercise price | 2018-09-10 | |
| 2018-09-07 | Packham Neil Officer (President CDK International) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −340 681 owned after | $60.86 exercise price | 2018-09-10 | |
| 2018-09-06 | Packham Neil Officer (President CDK International) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,970 1,970 owned after | $0.00 | 2018-09-10 | |
| 2018-08-22 | Packham Neil Officer (President CDK International) | 4 | Performance Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,596 0 owned after | $0.00 | 2018-08-24 | |
| 2018-08-07 | Packham Neil Officer (President CDK International) | 4 | Performance Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,596 4,596 owned after | $0.00 | 2018-08-09 | |
| 2017-11-18 | Packham Neil Officer (President CDK International) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,918 0 owned after | $66.93 exercise price | 2017-11-22 | |
| 2017-10-31 holding as of filing | Williams Jennifer A. Officer (VP, Corporate Controller & CAO) | 3 | Common Stock (Restricted Stock) Non-derivative · Direct | Holding | 1,702 owned after | no price filed | 2017-10-31 | |
| 2017-10-31 holding as of filing | Williams Jennifer A. Officer (VP, Corporate Controller & CAO) | 3 | Common Stock (Restricted Stock) Non-derivative · Direct | Holding | 1,135 owned after | no price filed | 2017-10-31 | |
| 2017-10-31 holding as of filing | Williams Jennifer A. Officer (VP, Corporate Controller & CAO) | 3 | Common Stock (Restricted Stock) Non-derivative · Direct | Holding | 739 owned after | no price filed | 2017-10-31 | |
| 2017-09-09 | Packham Neil Officer (President CDK International) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −459 460 owned after | $62.46 exercise price | 2017-09-12 | |
| 2017-09-08 | Packham Neil Officer (President CDK International) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −340 681 owned after | $62.46 exercise price | 2017-09-12 | |
| 2017-01-30 holding as of filing | Packham Neil Officer (President, CDK International) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-01-30 | ||
| 2017-01-30 holding as of filing | Packham Neil Officer (President, CDK International) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-01-30 | ||
| 2017-01-30 holding as of filing | Packham Neil Officer (President, CDK International) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-01-30 | ||
| 2017-01-30 holding as of filing | Packham Neil Officer (President, CDK International) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2017-01-30 | ||
| 2014-10-01 | Nietzel Alfred A Officer (Chief Financial Officer) | 5 | CDK Stock Fund Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +405 405 owned after | $10.15 exercise price | 2015-08-14 | |
| 2014-10-01 | Anenen Steven Officer (President and CEO) | 5 | CDK Stock Fund Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,368 1,368 owned after | $10.15 exercise price | 2015-08-14 | |
| 2014-09-18 holding as of filing | AUTOMATIC DATA PROCESSING INC 10% Owner | 3 | Units of CDK Global Holdings, LLC Non-derivative · Direct | Holding | 100 owned after | no price filed | 2014-09-18 |