CDK GLOBAL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-30: Reporting owner Karp Robert N.; Form 4; Security Stock Option(Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-11-02: Reporting owner Williams Jennifer A.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-10-31: Reporting owner Williams Jennifer A.; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2017-08-08: Reporting owner TAUTGES JOSEPH A; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-30 | Karp Robert N. Officer (President, CDK North America) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,698 8,093 owned after | $58.75 exercise price | 2017-12-04 | |
| 2017-11-02 | Williams Jennifer A. Officer (VP, Corporate Controller & CAO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,277 1,278 owned after | $30.13 exercise price | 2017-11-06 | |
| 2017-10-31 holding as of filing | Williams Jennifer A. Officer (VP, Corporate Controller & CAO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $30.13 exercise price | 2017-10-31 | ||
| 2017-08-08 | TAUTGES JOSEPH A Officer (EVP, Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,920 24,920 owned after | $62.03 exercise price | 2017-08-10 | |
| 2017-06-14 | Byrne Amy W. Officer (Chief Human Resources Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,853 7,853 owned after | $61.34 exercise price | 2017-06-16 | |
| 2017-05-08 | Frey Ronald L Jr Officer (Chief Global Strategy Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,552 9,552 owned after | $61.79 exercise price | 2017-05-10 | |
| 2017-03-10 | Miles Stephen A. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,384 0 owned after | $39.67 exercise price | 2017-03-13 | |
| 2017-03-08 | Karp Robert N. Officer (President, CDK North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,650 0 owned after | $17.96 exercise price | 2017-03-10 | |
| 2017-03-08 | Karp Robert N. Officer (President, CDK North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,476 0 owned after | $20.24 exercise price | 2017-03-10 | |
| 2017-03-08 | Karp Robert N. Officer (President, CDK North America) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,059 0 owned after | $21.72 exercise price | 2017-03-10 | |
| 2017-03-08 | Nietzel Alfred A Officer (EVP, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,514 0 owned after | $14.61 exercise price | 2017-03-10 | |
| 2017-03-08 | Nietzel Alfred A Officer (EVP, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,893 0 owned after | $14.76 exercise price | 2017-03-10 | |
| 2017-03-08 | Nietzel Alfred A Officer (EVP, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,650 0 owned after | $17.96 exercise price | 2017-03-10 | |
| 2017-03-08 | Nietzel Alfred A Officer (EVP, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,301 0 owned after | $20.24 exercise price | 2017-03-10 | |
| 2017-02-07 | Packham Neil Officer (President CDK International) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,515 1,515 owned after | $64.71 exercise price | 2017-02-09 | |
| 2017-02-07 | Packham Neil Officer (President CDK International) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,636 3,636 owned after | $64.71 exercise price | 2017-02-09 | |
| 2017-01-30 holding as of filing | Packham Neil Officer (President, CDK International) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $27.11 exercise price | 2017-01-30 | ||
| 2017-01-30 holding as of filing | Packham Neil Officer (President, CDK International) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $43.54 exercise price | 2017-01-30 | ||
| 2017-01-30 holding as of filing | Packham Neil Officer (President, CDK International) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $43.54 exercise price | 2017-01-30 |