CDK GLOBAL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-09-09: Reporting owner Thorne Malcolm; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-09: Reporting owner Surowiec Yvonne M.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-09: Reporting owner Nietzel Alfred A; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-09: Reporting owner Mathews Scott L.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-09-09 | Thorne Malcolm Officer (VP & Chief Strategy Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,562 9,562 owned after | $50.80 exercise price | 2015-09-11 | |
| 2015-09-09 | Surowiec Yvonne M. Officer (VP & CHRO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,367 8,367 owned after | $50.80 exercise price | 2015-09-11 | |
| 2015-09-09 | Nietzel Alfred A Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,733 16,733 owned after | $50.80 exercise price | 2015-09-11 | |
| 2015-09-09 | Mathews Scott L. Officer (VP & President, Digital Mktg) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,367 8,367 owned after | $50.80 exercise price | 2015-09-11 | |
| 2015-09-09 | Karp Robert N. Officer (VP & President, ARNA) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,562 9,562 owned after | $50.80 exercise price | 2015-09-11 | |
| 2015-09-09 | Dean Andrew M. Officer (VP & President, ARI) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,367 8,367 owned after | $50.80 exercise price | 2015-09-11 | |
| 2015-09-09 | Brunz Lee J. Officer (General Counsel and Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,562 9,562 owned after | $50.80 exercise price | 2015-09-11 | |
| 2015-09-09 | Anenen Steven Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,761 59,761 owned after | $50.80 exercise price | 2015-09-11 | |
| 2015-06-23 holding as of filing | MacDonald Brian P Director | 3 | Call Options (obligation to sell) Derivative · Direct | Holding | $55.00 exercise price | 2015-06-23 | ||
| 2015-06-23 holding as of filing | MacDonald Brian P Director | 3 | Call Options (obligation to sell) Derivative · Direct | Holding | $55.00 exercise price | 2015-06-23 | ||
| 2015-02-12 | Karp Robert N. Officer (VP & President, ARNA) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,573 0 owned after | $14.61 exercise price | 2015-02-17 | |
| 2015-02-12 | Karp Robert N. Officer (VP & President, ARNA) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,573 0 owned after | $13.63 exercise price | 2015-02-17 | |
| 2015-01-20 | Thorne Malcolm Officer (VP & Chief Strategy Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,143 11,143 owned after | $43.54 exercise price | 2015-01-22 | |
| 2015-01-20 | Surowiec Yvonne M. Officer (VP & CHRO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,750 9,750 owned after | $43.54 exercise price | 2015-01-22 | |
| 2015-01-20 | Nietzel Alfred A Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,714 16,714 owned after | $43.54 exercise price | 2015-01-22 | |
| 2015-01-20 | Mathews Scott L. Officer (VP & President, Digital Mktg) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,750 9,750 owned after | $43.54 exercise price | 2015-01-22 | |
| 2015-01-20 | Karp Robert N. Officer (VP & President, ARNA) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,143 11,143 owned after | $43.54 exercise price | 2015-01-22 | |
| 2015-01-20 | Dean Andrew M. Officer (VP & President, ARI) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,750 9,750 owned after | $43.54 exercise price | 2015-01-22 | |
| 2015-01-20 | Brunz Lee J. Officer (General Counsel and Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,357 8,357 owned after | $43.54 exercise price | 2015-01-22 | |
| 2015-01-20 | Anenen Steven Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,418 50,418 owned after | $43.54 exercise price | 2015-01-22 |