CAVIUM, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-30: Reporting owner Pangrazio Vincent P; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-30: Reporting owner Pangrazio Vincent P; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-07-31: Reporting owner Pangrazio Vincent P; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-07-31: Reporting owner Pangrazio Vincent P; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-30 | Pangrazio Vincent P Officer (SVP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,812 25,313 owned after | $0.00 | 2012-11-01 | |
| 2012-10-30 | Pangrazio Vincent P Officer (SVP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −937 12,188 owned after | $0.00 | 2012-11-01 | |
| 2012-07-31 | Pangrazio Vincent P Officer (SVP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,813 28,125 owned after | $0.00 | 2012-08-01 | |
| 2012-07-31 | Pangrazio Vincent P Officer (SVP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −938 13,125 owned after | $0.00 | 2012-08-01 | |
| 2012-04-30 | Pangrazio Vincent P Officer (SVP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,812 30,938 owned after | $0.00 | 2012-05-02 | |
| 2012-04-30 | Pangrazio Vincent P Officer (SVP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −937 14,063 owned after | $0.00 | 2012-05-02 | |
| 2012-02-24 | Pangrazio Vincent P Officer (SVP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2012-02-28 | |
| 2012-02-24 | Khemani Rajiv Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.00 | 2012-02-28 | |
| 2012-02-24 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2012-02-28 | |
| 2012-02-24 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2012-02-28 | |
| 2012-02-24 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2012-02-28 | |
| 2012-01-31 | Pangrazio Vincent P Officer (SVP & General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,813 33,750 owned after | $0.00 | 2012-02-01 | |
| 2012-01-30 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 72,000 owned after | $0.00 | 2012-02-01 | |
| 2012-01-30 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,500 61,500 owned after | $0.00 | 2012-02-01 | |
| 2012-01-30 | Khemani Rajiv Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 43,000 owned after | $0.00 | 2012-02-01 | |
| 2012-01-30 | Khemani Rajiv Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 36,000 owned after | $0.00 | 2012-02-01 | |
| 2012-01-30 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,250 20,500 owned after | $0.00 | 2012-02-01 | |
| 2012-01-30 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 17,500 owned after | $0.00 | 2012-02-01 | |
| 2012-01-30 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 18,000 owned after | $0.00 | 2012-02-01 | |
| 2012-01-30 | Jain Anil Kumar Officer (Corporate VP, IC Engineering) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,625 15,375 owned after | $0.00 | 2012-02-01 |