Catamaran Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 63 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-12: Reporting owner KATEN KAREN L; Form 4; Security Restricted stock unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-12: Reporting owner HOLDEN BETSY D; Form 4; Security Restricted stock unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-07: Reporting owner Saban Joel; Form 4; Security Restricted stock unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-31: Reporting owner EPSTEIN STEVEN B; Form 4; Security Restricted stock unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-12 | KATEN KAREN L Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −469 0 owned after | $0.00 | 2014-12-16 | |
| 2014-12-12 | HOLDEN BETSY D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −469 0 owned after | $0.00 | 2014-12-16 | |
| 2014-09-07 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,900 0 owned after | $0.00 | 2014-09-08 | |
| 2014-08-31 | EPSTEIN STEVEN B Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,626 0 owned after | $0.00 | 2014-09-08 | |
| 2014-08-06 | KRAEMER HARRY M JANSEN JR Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,312 2,626 owned after | $0.00 | 2014-08-07 | |
| 2014-03-24 holding as of filing | SHAPIRO MICHAEL H. Officer (SVP & Chief Financial Officer) | 3 | Restricted stock unit Derivative · Direct | Holding | no price filed | 2014-03-24 | ||
| 2014-03-24 holding as of filing | SHAPIRO MICHAEL H. Officer (SVP & Chief Financial Officer) | 3 | Restricted stock unit Derivative · Direct | Holding | no price filed | 2014-03-24 | ||
| 2014-03-20 | SHAPIRO MICHAEL H. Officer (SVP & Chief Financial Officer) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,544 5,544 owned after | $0.00 | 2014-03-24 | |
| 2014-03-20 | Park Jeffrey G Officer (EVP, Operations) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,532 10,532 owned after | $0.00 | 2014-03-24 | |
| 2014-03-10 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,780 0 owned after | $0.00 | 2014-03-11 | |
| 2014-03-10 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $0.00 | 2014-03-11 | |
| 2014-03-10 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,400 0 owned after | $0.00 | 2014-03-11 | |
| 2014-03-10 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2014-03-11 | |
| 2014-03-10 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2014-03-11 | |
| 2014-03-10 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2014-03-11 | |
| 2014-03-10 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −660 0 owned after | $0.00 | 2014-03-11 | |
| 2014-03-09 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,622 7,622 owned after | $0.00 | 2014-03-11 | |
| 2014-03-09 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2014-03-11 | |
| 2014-03-09 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,176 3,176 owned after | $0.00 | 2014-03-11 | |
| 2014-03-09 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −876 876 owned after | $0.00 | 2014-03-11 | |
| 2014-03-09 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 2,000 owned after | $0.00 | 2014-03-10 | |
| 2014-03-06 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,456 94,566 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,525 82,775 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 20,000 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,005 22,055 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,782 37,826 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,490 27,390 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 10,000 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −695 7,645 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 15,000 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −847 9,323 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,620 1,620 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,626 0 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | KRAEMER HARRY M JANSEN JR Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,620 1,620 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | KATEN KAREN L Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,620 1,620 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | HOLDEN BETSY D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,620 1,620 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | EPSTEIN STEVEN B Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,620 1,620 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,626 0 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,620 1,620 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,626 0 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,620 1,620 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,626 0 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,620 1,620 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,626 0 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,620 1,620 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | Bensen Peter J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,626 0 owned after | $0.00 | 2014-03-07 | |
| 2014-03-06 | Bensen Peter J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,620 1,620 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,340 44,340 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,208 7,208 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,086 11,086 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,328 3,328 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,052 3,052 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,664 1,664 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,212 4,212 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | KRAEMER HARRY M JANSEN JR Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,212 4,212 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | KATEN KAREN L Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,212 4,212 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | HOLDEN BETSY D Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,212 4,212 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | EPSTEIN STEVEN B Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,212 4,212 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,212 4,212 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,212 4,212 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,212 4,212 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,212 4,212 owned after | $0.00 | 2014-03-07 | |
| 2014-03-05 | Bensen Peter J Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,212 4,212 owned after | $0.00 | 2014-03-07 |