Catamaran Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-14: Reporting owner Burke Terrence C; Form 4; Security Restricted stock unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-14: Reporting owner Burke Terrence C; Form 4; Security Restricted stock unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-14: Reporting owner Burke Terrence C; Form 4; Security Restricted stock unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-09-08: Reporting owner Saban Joel; Form 4; Security Restricted stock unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-14 | Burke Terrence C Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 0 owned after | $0.00 | 2011-12-16 | |
| 2011-12-14 | Burke Terrence C Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $0.00 | 2011-12-16 | |
| 2011-12-14 | Burke Terrence C Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,625 0 owned after | $0.00 | 2011-12-16 | |
| 2011-09-08 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,450 7,350 owned after | $0.00 | 2011-09-12 | |
| 2011-06-04 | Burke Terrence C Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 2,800 owned after | $0.00 | 2011-06-07 | |
| 2011-06-04 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 2,800 owned after | $0.00 | 2011-06-07 | |
| 2011-06-04 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 2,800 owned after | $0.00 | 2011-06-07 | |
| 2011-06-04 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 2,800 owned after | $0.00 | 2011-06-07 | |
| 2011-06-04 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −772 7,726 owned after | $0.00 | 2011-06-07 | |
| 2011-06-04 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,444 24,440 owned after | $0.00 | 2011-06-07 | |
| 2011-06-04 | Reddon Philip Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 2,800 owned after | $0.00 | 2011-06-07 | |
| 2011-06-04 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 17,000 owned after | $0.00 | 2011-06-07 | |
| 2011-06-04 | Thorne Curtis Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 2,800 owned after | $0.00 | 2011-06-07 | |
| 2011-06-04 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,080 60,812 owned after | $0.00 | 2011-06-07 | |
| 2011-03-10 | Thorne Curtis Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 2,250 owned after | $0.00 | 2011-03-11 | |
| 2011-03-10 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 2,250 owned after | $0.00 | 2011-03-11 | |
| 2011-03-10 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,390 59,290 owned after | $0.00 | 2011-03-11 | |
| 2011-03-10 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 9,160 owned after | $0.00 | 2011-03-11 | |
| 2011-03-10 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −330 3,630 owned after | $0.00 | 2011-03-11 | |
| 2011-03-10 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 24,200 owned after | $0.00 | 2011-03-11 | |
| 2011-03-10 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 2,250 owned after | $0.00 | 2011-03-11 | |
| 2011-03-10 | Burke Terrence C Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 2,250 owned after | $0.00 | 2011-03-11 | |
| 2011-03-10 | Reddon Philip Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 2,250 owned after | $0.00 | 2011-03-11 | |
| 2011-03-10 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 2,250 owned after | $0.00 | 2011-03-11 | |
| 2011-03-09 | Thorne Curtis Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $0.00 | 2011-03-11 | |
| 2011-03-09 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $0.00 | 2011-03-11 | |
| 2011-03-09 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,244 15,244 owned after | $0.00 | 2011-03-11 | |
| 2011-03-09 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2011-03-11 | |
| 2011-03-09 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2011-03-11 | |
| 2011-03-09 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,750 1,750 owned after | $0.00 | 2011-03-11 | |
| 2011-03-09 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,352 6,352 owned after | $0.00 | 2011-03-11 | |
| 2011-03-09 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $0.00 | 2011-03-11 | |
| 2011-03-09 | Burke Terrence C Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $0.00 | 2011-03-11 | |
| 2011-03-09 | Reddon Philip Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $0.00 | 2011-03-11 | |
| 2011-03-09 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $0.00 | 2011-03-11 |