Catamaran Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-12: Reporting owner KATEN KAREN L; Form 4; Security Restricted stock unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-12: Reporting owner HOLDEN BETSY D; Form 4; Security Restricted stock unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-07: Reporting owner Saban Joel; Form 4; Security Restricted stock unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-31: Reporting owner EPSTEIN STEVEN B; Form 4; Security Restricted stock unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-12 | KATEN KAREN L Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +937 937 owned after | $0.00 | 2012-12-14 | |
| 2012-12-12 | HOLDEN BETSY D Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +937 937 owned after | $0.00 | 2012-12-14 | |
| 2012-09-07 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,450 4,900 owned after | $0.00 | 2012-09-11 | |
| 2012-08-31 | EPSTEIN STEVEN B Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $0.00 | 2012-09-05 | |
| 2012-08-06 | KRAEMER HARRY M JANSEN JR Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $0.00 | 2012-08-08 | |
| 2012-08-06 | BATES RICHARD A Officer (EVP, Market Segments) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2012-08-08 | |
| 2012-07-02 | Thorne Curtis Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 0 owned after | $0.00 | 2012-07-05 | |
| 2012-07-02 | Thorne Curtis Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2012-07-05 | |
| 2012-07-02 | Thorne Curtis Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,313 0 owned after | $0.00 | 2012-07-05 | |
| 2012-07-02 | Thorne Curtis Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,625 0 owned after | $0.00 | 2012-07-05 | |
| 2012-07-02 | Reddon Philip Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,625 0 owned after | $0.00 | 2012-07-05 | |
| 2012-07-02 | Reddon Philip Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,313 0 owned after | $0.00 | 2012-07-05 | |
| 2012-07-02 | Reddon Philip Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $0.00 | 2012-07-05 | |
| 2012-07-02 | Reddon Philip Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 0 owned after | $0.00 | 2012-07-05 | |
| 2012-06-04 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −772 774 owned after | $0.00 | 2012-06-06 | |
| 2012-06-04 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 1,700 owned after | $0.00 | 2012-06-06 | |
| 2012-06-04 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,082 6,082 owned after | $0.00 | 2012-06-06 | |
| 2012-06-04 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,444 2,444 owned after | $0.00 | 2012-06-06 | |
| 2012-06-04 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 1,400 owned after | $0.00 | 2012-06-06 | |
| 2012-06-04 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 1,400 owned after | $0.00 | 2012-06-06 | |
| 2012-06-04 | Thorne Curtis Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 1,400 owned after | $0.00 | 2012-06-06 | |
| 2012-06-04 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 1,400 owned after | $0.00 | 2012-06-06 | |
| 2012-06-04 | Reddon Philip Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 1,400 owned after | $0.00 | 2012-06-06 | |
| 2012-03-10 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 8,160 owned after | $0.00 | 2012-03-13 | |
| 2012-03-10 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −330 3,300 owned after | $0.00 | 2012-03-13 | |
| 2012-03-10 | Reddon Philip Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 1,500 owned after | $0.00 | 2012-03-13 | |
| 2012-03-10 | Thorne Curtis Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 1,500 owned after | $0.00 | 2012-03-13 | |
| 2012-03-10 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,390 53,900 owned after | $0.00 | 2012-03-13 | |
| 2012-03-10 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 1,500 owned after | $0.00 | 2012-03-13 | |
| 2012-03-10 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 1,500 owned after | $0.00 | 2012-03-13 | |
| 2012-03-10 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 1,500 owned after | $0.00 | 2012-03-13 | |
| 2012-03-10 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 22,000 owned after | $0.00 | 2012-03-13 | |
| 2012-03-09 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 8,250 owned after | $0.00 | 2012-03-13 | |
| 2012-03-09 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −437 3,623 owned after | $0.00 | 2012-03-13 | |
| 2012-03-09 | Reddon Philip Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,312 1,313 owned after | $0.00 | 2012-03-13 | |
| 2012-03-09 | Thorne Curtis Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,312 1,313 owned after | $0.00 | 2012-03-13 | |
| 2012-03-09 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 9,160 owned after | $0.00 | 2012-03-13 | |
| 2012-03-09 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,811 51,921 owned after | $0.00 | 2012-03-13 | |
| 2012-03-09 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,312 1,313 owned after | $0.00 | 2012-03-13 | |
| 2012-03-09 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,312 1,313 owned after | $0.00 | 2012-03-13 | |
| 2012-03-09 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,312 1,313 owned after | $0.00 | 2012-03-13 | |
| 2012-03-09 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,588 21,468 owned after | $0.00 | 2012-03-13 | |
| 2012-03-06 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,913 18,913 owned after | $0.00 | 2012-03-08 | |
| 2012-03-06 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,461 35,461 owned after | $0.00 | 2012-03-08 | |
| 2012-03-06 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,461 35,461 owned after | $0.00 | 2012-03-08 | |
| 2012-03-06 | Reddon Philip Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $0.00 | 2012-03-08 | |
| 2012-03-06 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $0.00 | 2012-03-08 | |
| 2012-03-06 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $0.00 | 2012-03-08 | |
| 2012-03-06 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $0.00 | 2012-03-08 | |
| 2012-03-06 | Thorne Curtis Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $0.00 | 2012-03-08 | |
| 2012-03-06 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,565 7,565 owned after | $0.00 | 2012-03-08 | |
| 2012-03-06 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $0.00 | 2012-03-08 | |
| 2012-03-06 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2012-03-08 | |
| 2012-03-06 | Bensen Peter J Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,625 2,625 owned after | $0.00 | 2012-03-08 | |
| 2012-03-06 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2012-03-08 |