Catamaran Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-12: Reporting owner HOLDEN BETSY D; Form 4; Security Restricted stock unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-12: Reporting owner KATEN KAREN L; Form 4; Security Restricted stock unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-07: Reporting owner Saban Joel; Form 4; Security Restricted stock unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-31: Reporting owner EPSTEIN STEVEN B; Form 4; Security Restricted stock unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-12 | HOLDEN BETSY D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −468 469 owned after | $0.00 | 2013-12-18 | |
| 2013-12-12 | KATEN KAREN L Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −468 469 owned after | $0.00 | 2013-12-18 | |
| 2013-09-07 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,900 4,900 owned after | $0.00 | 2013-09-10 | |
| 2013-08-31 | EPSTEIN STEVEN B Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,624 2,626 owned after | $0.00 | 2013-09-05 | |
| 2013-08-06 | KRAEMER HARRY M JANSEN JR Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,312 3,938 owned after | $0.00 | 2013-10-22 | |
| 2013-06-04 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,164 0 owned after | $0.00 | 2013-06-06 | |
| 2013-06-04 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 0 owned after | $0.00 | 2013-06-06 | |
| 2013-06-04 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,888 0 owned after | $0.00 | 2013-06-06 | |
| 2013-06-04 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 0 owned after | $0.00 | 2013-06-06 | |
| 2013-06-04 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 0 owned after | $0.00 | 2013-06-06 | |
| 2013-06-04 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 0 owned after | $0.00 | 2013-06-06 | |
| 2013-06-04 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,548 0 owned after | $0.00 | 2013-06-06 | |
| 2013-03-10 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,780 97,020 owned after | $0.00 | 2013-03-12 | |
| 2013-03-10 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 14,320 owned after | $0.00 | 2013-03-12 | |
| 2013-03-10 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,400 39,600 owned after | $0.00 | 2013-03-12 | |
| 2013-03-10 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2013-03-12 | |
| 2013-03-10 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2013-03-12 | |
| 2013-03-10 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $0.00 | 2013-03-12 | |
| 2013-03-10 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −660 5,940 owned after | $0.00 | 2013-03-12 | |
| 2013-03-09 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,622 96,220 owned after | $0.00 | 2013-03-12 | |
| 2013-03-09 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 16,320 owned after | $0.00 | 2013-03-12 | |
| 2013-03-09 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 15,000 owned after | $0.00 | 2013-03-12 | |
| 2013-03-09 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,176 39,760 owned after | $0.00 | 2013-03-12 | |
| 2013-03-09 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,626 0 owned after | $0.00 | 2013-03-12 | |
| 2013-03-09 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,626 0 owned after | $0.00 | 2013-03-12 | |
| 2013-03-09 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,626 0 owned after | $0.00 | 2013-03-12 | |
| 2013-03-09 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −874 6,372 owned after | $0.00 | 2013-03-12 | |
| 2013-03-06 | COSLER STEVEN D Director | 4/A | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,624 2,626 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | COSLER STEVEN D Director | 4/A | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,240 3,240 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 22,000 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,020 8,020 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,390 3,390 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 16,500 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,780 27,780 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,960 9,960 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,782 41,608 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,100 30,100 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Thierer Mark Officer (President & CEO) | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,456 104,022 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,780 2,780 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Berman Clifford E | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 11,000 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,624 2,626 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Masso Anthony Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,240 3,240 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,624 2,626 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | DAVIS WILLIAM J Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,240 3,240 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,624 2,626 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | COSLER STEVEN D Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,240 3,240 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Bensen Peter J Director | 4 | Restricted stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,624 2,626 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | Bensen Peter J Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,240 3,240 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | KRAEMER HARRY M JANSEN JR Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,240 3,240 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | KATEN KAREN L Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,240 3,240 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | HOLDEN BETSY D Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,240 3,240 owned after | $0.00 | 2013-03-08 | |
| 2013-03-06 | EPSTEIN STEVEN B Director | 4 | Restricted stock unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,240 3,240 owned after | $0.00 | 2013-03-08 |