Catamaran Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-30: Reporting owner Berman Clifford E; Form 4; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-07-30: Reporting owner Berman Clifford E; Form 4; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-20: Reporting owner Thierer Mark; Form 4; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-20: Reporting owner Thierer Mark; Form 4; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-30 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 6,000 owned after | $35.25 exercise price | 2014-08-01 | |
| 2014-07-30 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,604 2,626 owned after | $25.12 exercise price | 2014-08-01 | |
| 2014-05-20 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,700 0 owned after | $15.13 exercise price | 2014-05-22 | |
| 2014-05-20 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,284 0 owned after | $6.39 exercise price | 2014-05-22 | |
| 2014-05-14 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,620 45,284 owned after | $6.39 exercise price | 2014-05-15 | |
| 2014-05-13 | COSLER STEVEN D Director | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 5,000 owned after | $26.59 exercise price | 2014-05-14 | |
| 2014-03-26 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 0 owned after | $15.13 exercise price | 2014-03-28 | |
| 2014-03-26 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,022 4,230 owned after | $25.12 exercise price | 2014-03-28 | |
| 2014-03-24 holding as of filing | SHAPIRO MICHAEL H. Officer (SVP & Chief Financial Officer) | 3 | Stock option (nonqualified) Derivative · Direct | Holding | $35.25 exercise price | 2014-03-24 | ||
| 2014-03-24 holding as of filing | SHAPIRO MICHAEL H. Officer (SVP & Chief Financial Officer) | 3 | Stock option (nonqualified) Derivative · Direct | Holding | $56.25 exercise price | 2014-03-24 | ||
| 2014-03-20 | SHAPIRO MICHAEL H. Officer (SVP & Chief Financial Officer) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,856 13,856 owned after | $45.91 exercise price | 2014-03-24 | |
| 2014-03-20 | Park Jeffrey G Officer (EVP, Operations) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,328 26,328 owned after | $45.91 exercise price | 2014-03-24 | |
| 2014-03-05 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,844 110,844 owned after | $44.70 exercise price | 2014-03-07 | |
| 2014-03-05 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,012 18,012 owned after | $44.70 exercise price | 2014-03-07 | |
| 2014-03-05 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,316 8,316 owned after | $44.70 exercise price | 2014-03-07 | |
| 2014-03-05 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,624 7,624 owned after | $44.70 exercise price | 2014-03-07 | |
| 2014-01-13 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,078 69,236 owned after | $35.25 exercise price | 2014-01-14 | |
| 2014-01-13 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,088 70,904 owned after | $25.12 exercise price | 2014-01-14 | |
| 2014-01-10 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,700 18,700 owned after | $15.13 exercise price | 2014-01-10 | |
| 2014-01-10 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,812 115,992 owned after | $25.12 exercise price | 2014-01-10 |