Catamaran Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-10: Reporting owner Berman Clifford E; Form 4; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-27: Reporting owner Park Jeffrey G; Form 4/A; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-27: Reporting owner Park Jeffrey G; Form 4/A; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-27: Reporting owner Park Jeffrey G; Form 4; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-10 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,024 6,340 owned after | $6.39 exercise price | 2012-12-12 | |
| 2012-11-27 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4/A | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,006 14,960 owned after | $15.13 exercise price | 2012-11-30 | |
| 2012-11-27 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4/A | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,770 44,314 owned after | $25.12 exercise price | 2012-11-30 | |
| 2012-11-27 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,006 14,960 owned after | $15.13 exercise price | 2012-11-29 | |
| 2012-11-27 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,770 44,314 owned after | $25.12 exercise price | 2012-11-29 | |
| 2012-11-26 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4/A | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,954 17,966 owned after | $15.13 exercise price | 2012-11-30 | |
| 2012-11-26 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4/A | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,056 20,056 owned after | $6.39 exercise price | 2012-11-30 | |
| 2012-11-26 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4/A | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $3.59 exercise price | 2012-11-30 | |
| 2012-11-26 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $3.59 exercise price | 2012-11-29 | |
| 2012-11-26 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,056 20,056 owned after | $6.39 exercise price | 2012-11-29 | |
| 2012-11-26 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,954 17,966 owned after | $15.13 exercise price | 2012-11-29 | |
| 2012-11-16 | COSLER STEVEN D Director | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.84 exercise price | 2012-11-16 | |
| 2012-11-16 | COSLER STEVEN D Director | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $26.59 exercise price | 2012-11-16 | |
| 2012-11-13 | DAVIS WILLIAM J Director | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.84 exercise price | 2012-11-15 | |
| 2012-11-12 | Masso Anthony Director | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $3.21 exercise price | 2012-11-14 | |
| 2012-08-15 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 0 owned after | $3.30 exercise price | 2012-08-17 | |
| 2012-08-15 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 16,666 owned after | $7.18 exercise price | 2012-08-17 | |
| 2012-08-13 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,500 0 owned after | $7.18 exercise price | 2012-08-15 | |
| 2012-06-05 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,952 24,952 owned after | $12.77 exercise price | 2012-06-06 | |
| 2012-03-19 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $5.23 exercise price | 2012-03-21 | |
| 2012-03-12 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $5.68 exercise price | 2012-03-13 | |
| 2012-03-12 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,350 18,700 owned after | $30.25 exercise price | 2012-03-13 | |
| 2012-03-12 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $5.68 exercise price | 2012-03-13 | |
| 2012-03-06 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,157 46,157 owned after | $70.50 exercise price | 2012-03-08 | |
| 2012-03-06 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,463 18,463 owned after | $70.50 exercise price | 2012-03-08 | |
| 2012-03-06 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000 11,000 owned after | $70.50 exercise price | 2012-03-08 | |
| 2012-03-06 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $70.50 exercise price | 2012-03-08 | |
| 2012-03-06 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $70.50 exercise price | 2012-03-08 | |
| 2012-03-02 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,118 20,056 owned after | $12.77 exercise price | 2012-03-05 | |
| 2012-03-02 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,350 28,050 owned after | $30.25 exercise price | 2012-03-05 | |
| 2012-03-02 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,999 67,500 owned after | $7.18 exercise price | 2012-03-05 | |
| 2012-03-01 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,938 29,174 owned after | $12.77 exercise price | 2012-03-05 | |
| 2012-03-01 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $11.79 exercise price | 2012-03-05 | |
| 2012-03-01 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 12,500 owned after | $7.18 exercise price | 2012-03-05 | |
| 2012-03-01 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,501 88,499 owned after | $7.18 exercise price | 2012-03-05 | |
| 2012-02-29 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $11.79 exercise price | 2012-03-01 | |
| 2012-02-29 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $9.06 exercise price | 2012-03-01 | |
| 2012-02-28 | Masso Anthony Director | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 7,000 owned after | $6.41 exercise price | 2012-03-01 | |
| 2012-02-28 | COSLER STEVEN D Director | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $10.85 exercise price | 2012-03-01 | |
| 2012-02-28 | DAVIS WILLIAM J Director | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $11.79 exercise price | 2012-03-01 | |
| 2012-01-23 | DAVIS WILLIAM J Director | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $11.39 exercise price | 2012-02-09 |