Catamaran Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-14: Reporting owner Burke Terrence C; Form 4; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-10-06: Reporting owner Romza John; Form 4; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-10-06: Reporting owner Romza John; Form 4; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-10-06: Reporting owner Romza John; Form 4; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-14 | Burke Terrence C Director | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $5.68 exercise price | 2011-12-16 | |
| 2011-10-06 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,668 0 owned after | $3.66 exercise price | 2011-10-11 | |
| 2011-10-06 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 22,500 owned after | $3.30 exercise price | 2011-10-11 | |
| 2011-10-06 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,668 33,332 owned after | $7.18 exercise price | 2011-10-11 | |
| 2011-09-07 | COSLER STEVEN D Director | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $53.18 exercise price | 2011-10-06 | |
| 2011-06-06 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,952 49,904 owned after | $12.77 exercise price | 2011-06-07 | |
| 2011-06-01 | Burke Terrence C Director | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $11.79 exercise price | 2011-06-03 | |
| 2011-06-01 | Burke Terrence C Director | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 2,500 owned after | $5.68 exercise price | 2011-06-03 | |
| 2011-05-31 | Thorne Curtis Director | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 6,000 owned after | $6.41 exercise price | 2011-06-02 | |
| 2011-05-16 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $11.79 exercise price | 2011-05-18 | |
| 2011-05-09 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,000 12,000 owned after | $5.68 exercise price | 2011-05-10 | |
| 2011-05-09 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $7.18 exercise price | 2011-05-10 | |
| 2011-04-29 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,954 74,856 owned after | $12.77 exercise price | 2011-05-03 | |
| 2011-04-29 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $5.68 exercise price | 2011-05-03 | |
| 2011-04-29 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,896 135,000 owned after | $7.18 exercise price | 2011-05-03 | |
| 2011-03-24 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 12,500 owned after | $5.23 exercise price | 2011-03-29 | |
| 2011-03-09 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,902 70,902 owned after | $50.23 exercise price | 2011-03-11 | |
| 2011-03-09 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,560 10,560 owned after | $50.23 exercise price | 2011-03-11 | |
| 2011-03-09 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $50.23 exercise price | 2011-03-11 | |
| 2011-03-09 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,250 5,250 owned after | $50.23 exercise price | 2011-03-11 | |
| 2011-03-09 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,542 29,542 owned after | $50.23 exercise price | 2011-03-11 |