Catamaran Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-01: Reporting owner Berman Clifford E; Form 4; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-01: Reporting owner Berman Clifford E; Form 4; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-01: Reporting owner Berman Clifford E; Form 4; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-01: Reporting owner Berman Clifford E; Form 4; Security Stock option (nonqualified); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-01 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 9,000 owned after | $35.25 exercise price | 2013-08-02 | |
| 2013-08-01 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,340 0 owned after | $6.39 exercise price | 2013-08-02 | |
| 2013-08-01 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,600 2,200 owned after | $15.13 exercise price | 2013-08-02 | |
| 2013-08-01 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,248 5,252 owned after | $25.12 exercise price | 2013-08-02 | |
| 2013-06-06 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,480 7,480 owned after | $15.13 exercise price | 2013-06-10 | |
| 2013-06-06 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,770 29,544 owned after | $25.12 exercise price | 2013-06-10 | |
| 2013-06-06 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,056 0 owned after | $6.39 exercise price | 2013-06-10 | |
| 2013-05-06 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,332 0 owned after | $3.59 exercise price | 2013-05-07 | |
| 2013-05-06 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $4.00 exercise price | 2013-05-07 | |
| 2013-03-08 | Masso Anthony Director | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.84 exercise price | 2013-03-12 | |
| 2013-03-06 | Saban Joel Officer (EVP, Pharmacy Operations) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,050 20,050 owned after | $56.25 exercise price | 2013-03-08 | |
| 2013-03-06 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,480 8,480 owned after | $56.25 exercise price | 2013-03-08 | |
| 2013-03-06 | Park Jeffrey G Officer (Chief Financial Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,890 24,890 owned after | $56.25 exercise price | 2013-03-08 | |
| 2013-03-06 | Thierer Mark Officer (President & CEO) | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,230 75,230 owned after | $56.25 exercise price | 2013-03-08 | |
| 2013-03-06 | Berman Clifford E | 4 | Stock option (nonqualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,950 6,950 owned after | $56.25 exercise price | 2013-03-08 | |
| 2013-01-02 | Romza John Officer (Chief Tech Officer & EVP) | 4 | Stock option (nonqualified) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −72,000 0 owned after | $2.84 exercise price | 2013-01-04 |