CAPITOL BANCORP LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 730 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-30: Reporting owner HANNLEY MICHAEL F; Form 4; Security Option (right to buy); Transaction Holding.
- 2006-11-30: Reporting owner HANNLEY MICHAEL F; Form 4; Security Option (right to buy); Transaction Holding.
- 2006-11-30: Reporting owner HANNLEY MICHAEL F; Form 4; Security Option (right to buy); Transaction Holding.
- 2006-11-30: Reporting owner HANNLEY MICHAEL F; Form 4; Security Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-30 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 8,808 owned after | $16.40 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 3,670 owned after | $16.40 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 6,212 owned after | $16.40 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 2,001 owned after | $16.40 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 2,101 owned after | $20.90 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 381 owned after | $20.90 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 2,221 owned after | $20.89 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,895 owned after | $27.05 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 28,305 owned after | $30.21 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | FALKENBERG GARY A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 251 owned after | $10.85 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | FALKENBERG GARY A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 14 owned after | $12.50 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | FALKENBERG GARY A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | FALKENBERG GARY A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | FALKENBERG GARY A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | FALKENBERG GARY A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-11-30 | |
| 2006-11-30 holding as of filing | BECKER DAVID L Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-11-30 | |
| 2006-11-29 holding as of filing | LEWIS JOHN S Director, Officer (President, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2006-11-29 | |
| 2006-11-28 | ZAZULA LEONARD C Officer (Cashier, Western Regions) | 4 | Option (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,212 0 owned after | $16.40 exercise price | 2006-11-28 | |
| 2006-11-28 | ZAZULA LEONARD C Officer (Cashier, Western Regions) | 4 | Option (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,936 0 owned after | $16.40 exercise price | 2006-11-28 | |
| 2006-11-28 | ZAZULA LEONARD C Officer (Cashier, Western Regions) | 4 | Option (right to buy) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −88 0 owned after | $16.40 exercise price | 2006-11-28 | |
| 2006-11-28 | ZAZULA LEONARD C Officer (Cashier, Western Regions) | 4 | Option (right to buy) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56 0 owned after | $16.40 exercise price | 2006-11-28 | |
| 2006-11-28 | ZAZULA LEONARD C Officer (Cashier, Western Regions) | 4 | Option (right to buy) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −170 0 owned after | $27.05 exercise price | 2006-11-28 | |
| 2006-11-28 holding as of filing | ZAZULA LEONARD C Officer (Cashier, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 244 owned after | $16.40 exercise price | 2006-11-28 | |
| 2006-11-28 holding as of filing | ZAZULA LEONARD C Officer (Cashier, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 253 owned after | $16.40 exercise price | 2006-11-28 | |
| 2006-11-28 holding as of filing | ZAZULA LEONARD C Officer (Cashier, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 320 owned after | $20.89 exercise price | 2006-11-28 | |
| 2006-11-28 holding as of filing | ZAZULA LEONARD C Officer (Cashier, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.05 exercise price | 2006-11-28 | |
| 2006-11-21 holding as of filing | LEWIS JOHN S Director, Officer (President, Western Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2006-11-21 | |
| 2006-11-21 holding as of filing | THOMAS BRUCE A Officer (President, Eastern Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 159 owned after | $20.89 exercise price | 2006-11-21 | |
| 2006-11-21 holding as of filing | THOMAS BRUCE A Officer (President, Eastern Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 35,000 owned after | $27.05 exercise price | 2006-11-21 | |
| 2006-11-21 holding as of filing | THOMAS BRUCE A Officer (President, Eastern Regions) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2006-11-21 | |
| 2006-11-20 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-11-20 | |
| 2006-11-20 holding as of filing | SABLE RONALD K Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-11-20 | |
| 2006-11-16 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2006-11-16 | |
| 2006-11-16 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $20.90 exercise price | 2006-11-16 | |
| 2006-11-16 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,081 owned after | $20.90 exercise price | 2006-11-16 | |
| 2006-11-16 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 700 owned after | $25.92 exercise price | 2006-11-16 | |
| 2006-11-16 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-11-16 | |
| 2006-11-16 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 700 owned after | $24.20 exercise price | 2006-11-16 | |
| 2006-11-16 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-11-16 | |
| 2006-11-16 holding as of filing | DEVINE MICHAEL J Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-11-16 | |
| 2006-11-01 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 206 owned after | $11.00 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 206 owned after | $11.00 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 40 owned after | $15.52 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 192 owned after | $20.89 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.05 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | Reid Joseph D III Officer (Director of Bank Development) | 4 | Option (right to buy) Derivative · Direct | Holding | 5,000 owned after | $30.21 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 8,808 owned after | $16.40 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 3,670 owned after | $16.40 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 6,212 owned after | $16.40 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 2,001 owned after | $16.40 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 2,101 owned after | $20.90 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 381 owned after | $20.90 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 2,221 owned after | $20.89 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,895 owned after | $27.05 exercise price | 2006-11-01 | |
| 2006-11-01 holding as of filing | HANNLEY MICHAEL F Director | 4 | Option (right to buy) Derivative · Direct | Holding | 28,305 owned after | $30.21 exercise price | 2006-11-01 | |
| 2006-10-27 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-10-27 | |
| 2006-10-27 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-10-27 | |
| 2006-10-27 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-10-27 | |
| 2006-10-19 holding as of filing | Smythe John C Officer (President, GL Region) | 3 | Option (right to buy) Derivative · Direct | Holding | $11.00 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | Smythe John C Officer (President, GL Region) | 3 | Option (right to buy) Derivative · Direct | Holding | $11.00 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | Smythe John C Officer (President, GL Region) | 3 | Option (right to buy) Derivative · Direct | Holding | $11.00 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | Smythe John C Officer (President, GL Region) | 3 | Option (right to buy) Derivative · Direct | Holding | $20.89 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | Smythe John C Officer (President, GL Region) | 3 | Option (right to buy) Derivative · Direct | Holding | $27.05 exercise price | 2006-10-19 | ||
| 2006-10-19 holding as of filing | Smythe John C Officer (President, GL Region) | 3 | Option (right to buy) Derivative · Direct | Holding | $30.21 exercise price | 2006-10-19 | ||
| 2006-10-04 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-10-04 | |
| 2006-10-04 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-10-04 | |
| 2006-10-04 holding as of filing | GASKIN KATHLEEN A Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-10-04 | |
| 2006-09-29 holding as of filing | ALLEN LOUIS G Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,616 owned after | $11.00 exercise price | 2006-09-29 | |
| 2006-09-29 holding as of filing | ALLEN LOUIS G Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,432 owned after | $13.50 exercise price | 2006-09-29 | |
| 2006-09-29 holding as of filing | ALLEN LOUIS G Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2006-09-29 | |
| 2006-09-29 holding as of filing | ALLEN LOUIS G Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-09-29 | |
| 2006-09-29 holding as of filing | ALLEN LOUIS G Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-09-29 | |
| 2006-09-29 holding as of filing | ALLEN LOUIS G Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-09-29 | |
| 2006-09-29 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 852 owned after | $22.86 exercise price | 2006-09-29 | |
| 2006-09-29 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 720 owned after | $25.92 exercise price | 2006-09-29 | |
| 2006-09-29 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 733 owned after | $28.75 exercise price | 2006-09-29 | |
| 2006-09-29 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 700 owned after | $24.20 exercise price | 2006-09-29 | |
| 2006-09-29 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 915 owned after | $34.84 exercise price | 2006-09-29 | |
| 2006-09-29 holding as of filing | MAAS LEONARD Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,311 owned after | $37.48 exercise price | 2006-09-29 | |
| 2006-09-28 | Ricketts Stanley E Officer (President, Upper Midwest Regn.) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 17,500 owned after | $25.72 exercise price | 2006-09-29 | |
| 2006-09-22 | ALLEN LOUIS G Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −404 0 owned after | $12.62 exercise price | 2006-09-29 | |
| 2006-09-22 | ALLEN LOUIS G Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −452 0 owned after | $13.48 exercise price | 2006-09-29 | |
| 2006-09-22 | ALLEN LOUIS G Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −251 0 owned after | $10.85 exercise price | 2006-09-29 | |
| 2006-09-22 | ALLEN LOUIS G Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14 0 owned after | $12.50 exercise price | 2006-09-29 | |
| 2006-09-21 | CRAWFORD JAMES F Officer (Director of Strategic Products) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −256 0 owned after | $20.89 exercise price | 2006-10-02 | |
| 2006-09-21 | CRAWFORD JAMES F Officer (Director of Strategic Products) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $27.05 exercise price | 2006-10-02 | |
| 2006-09-21 | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $10.81 exercise price | 2006-09-21 | |
| 2006-09-21 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,026 owned after | $11.00 exercise price | 2006-09-21 | |
| 2006-09-21 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 1,026 owned after | $11.00 exercise price | 2006-09-21 | |
| 2006-09-21 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 205 owned after | $15.52 exercise price | 2006-09-21 | |
| 2006-09-21 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 961 owned after | $20.89 exercise price | 2006-09-21 | |
| 2006-09-21 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 15,000 owned after | $27.05 exercise price | 2006-09-21 | |
| 2006-09-21 holding as of filing | MORAN MICHAEL M Officer (Chief of Capital Markets) | 4 | Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $30.21 exercise price | 2006-09-21 | |
| 2006-09-18 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 251 owned after | $10.85 exercise price | 2006-09-18 | |
| 2006-09-18 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 14 owned after | $12.50 exercise price | 2006-09-18 | |
| 2006-09-18 holding as of filing | EPOLITO JAMES C Director | 4 | Option (right to buy) Derivative · Direct | Holding | 1,385 owned after | $11.00 exercise price | 2006-09-18 |